Liquidation: Guardion Health Sciences, Inc.

Form Type: POS AM

Filing Date: 2025-01-23

Corporate Action: Liquidation

Type: Update

Accession Number: 000149315225003430

Filing Summary: Guardion Health Sciences, Inc. filed Post-Effective Amendment No. 1 to Form S-3 to officially terminate all offerings under the previously filed registration statement (Commission File No. 333-278470) and deregister any unsold shares of its common stock. This follows the announcement on October 1, 2024, regarding the intention to delist the common stock under the Securities Exchange Act, resulting in the filing of Form 25 on October 11, 2024, and the effective delisting on October 21, 2024. The company also filed its certificate of dissolution on October 30, 2024, effectively ceasing rights associated with common stock for stockholders, except for distributions under the Plan of Liquidation and Dissolution approved in May 2024. The filing serves to remove any registered but unsold securities from the registration statement, in accordance with applicable Delaware corporate law provisions.

Form Type: S-8 POS

Filing Date: 2025-01-23

Corporate Action: Liquidation

Type: Update

Accession Number: 000149315225003433

Filing Summary: This document serves as Post-Effective Amendment No. 1 to Form S-8 for Guardion Health Sciences, Inc. It deregisters all unsold shares of the company's common stock as part of a planned liquidation process, which was approved by the stockholders in May 2024. The company announced its intention to delist the common stock on October 1, 2024, filed Form 25 with the SEC and Nasdaq on October 11, 2024, and became officially delisted on October 21, 2024. The certificate of dissolution was filed on October 30, 2024, leading to the closure of stock transfer books and ceasing of shareholder rights except for potential distribution in accordance with the Plan of Liquidation. As a result of this amendment, the company officially states the removal from registration of any and all securities that remain unsold from the Registration Statement.