Liquidation: NORTHERN LIGHTS FUND TRUST III

Form Type: 497

Filing Date: 2025-03-11

Corporate Action: Liquidation

Type: New

Accession Number: 000158064225001670

Filing Summary: The Board of Trustees of Northern Lights Fund Trust III has determined it is in the best interests of the PlanRock Market Neutral Income ETF and its shareholders for the Fund to be liquidated. The liquidation, based on an approved Plan of Liquidation, is scheduled to occur on or about March 28, 2025. The Fund will deviate from its investment strategies as the liquidation date nears, which may incur brokerage costs for shareholders. The last trading day for the Fund's shares will be March 21, 2025. Shareholders can sell their shares until this date, but may face challenges in the secondary market afterward. Shareholders on the Liquidation Date will receive a cash redemption based on their proportionate interest in the Fund's net assets, adjusted for any necessary withholdings. The Fund will also declare and distribute any realized capital gains and net investment income prior to liquidation. Tax implications and automatic redemption details for shareholders who do not redeem by the specified date are also noted.

Form Type: 497

Filing Date: 2025-02-28

Corporate Action: Liquidation

Type: New

Accession Number: 000158064225001247

Filing Summary: The Board of Trustees of Northern Lights Fund Trust III has resolved to cease operations of the Centerstone International Fund, effective immediately. The Fund will not accept new investments and will initiate the liquidation of its portfolio. Shareholders are advised that all outstanding shares will be redeemed on or about March 31, 2025. The Fund will invest its remaining assets in cash equivalents until the redemption process is complete. Distributions of any income and capital gains will be made as soon as practicable. Shareholders are encouraged to redeem their shares before the Redemption Date to avoid automatic redemption, after which proceeds will be sent to their address of record.

Form Type: 497

Filing Date: 2025-01-27

Corporate Action: Liquidation

Type: Update

Accession Number: 000158064225000453

Filing Summary: The Board of Trustees of Northern Lights Fund Trust III has determined that it is in the best interests of the Swan Defined Risk Emerging Markets Fund, Swan Defined Risk Foreign Fund, and Swan Defined Risk U.S. Small Cap Fund to cease operations. Each Fund will close and redeem all outstanding shares on or about February 28, 2025, with immediate effect on not accepting new investments and initiating liquidation of its portfolio. Distributions of income and capital gains will be made to shareholders as soon as practicable. Shareholders may redeem their shares prior to the Redemption Date, but if not, they will be automatically redeemed on that date. Shares may be exchanged without fees for other specified Funds. Significant tax implications are noted for redemptions outside of retirement accounts, and shareholders are advised to consult their tax advisors.

Form Type: 497

Filing Date: 2025-01-27

Corporate Action: Liquidation

Type: Update

Accession Number: 000158064225000464

Filing Summary: The Board of Trustees of Northern Lights Fund Trust III has determined that it is in the best interests of the Swan Defined Risk Emerging Markets Fund, Swan Defined Risk Foreign Fund, and Swan Defined Risk U.S. Small Cap Fund to cease operations. Each Fund will close and redeem all outstanding shares on or about February 28, 2025, after which the Funds will no longer accept new investments and will liquidate their portfolios. Shareholders can redeem shares before the Redemption Date, and any required distributions will be paid out as soon as possible. If shares are not redeemed prior to the Redemption Date, they will be automatically redeemed and proceeds sent to the address of record. Shareholders are advised to consult their tax advisors regarding the tax implications of redemptions. Additionally, shares can be exchanged without fees for shares of the Swan Defined Risk Fund or the Swan Defined Risk Growth Fund of the same class.

Form Type: 497

Filing Date: 2025-01-08

Corporate Action: Liquidation

Type: New

Accession Number: 000158064225000171

Filing Summary: The Board has determined to dissolve all Class C shares of the RESQ Strategic Income Fund, a series of Northern Lights Fund Trust III. This decision is effective immediately, with all references in the Prospectus and Statement of Additional Information (SAI) regarding Class C shares being deleted. The Supplement, dated January 8, 2024, should be read alongside the Fund’s Prospectus and SAI, both dated February 1, 2024, providing essential information before investing.

Form Type: 497

Filing Date: 2025-01-08

Corporate Action: Liquidation

Type: Update

Accession Number: 000158064225000182

Filing Summary: On January 8, 2025, it was announced that the Board has determined to dissolve all Class C shares of the RESQ Strategic Income Fund, which is part of the Northern Lights Fund Trust III. This decision leads to the immediate deletion of all references to Class C shares in the Fund's Prospectus and Statement of Additional Information (SAI), both dated February 1, 2024. The document serves as a supplement to the existing materials about the Fund.