Wildermuth Fund

Form Type: 497

Filing Date: 2025-01-06

Corporate Action: Liquidation

Type: Update

Accession Number: 000121390025001189

Comments: The Wildermuth Fund is currently in liquidation as per a Plan adopted by its Board of Trustees. Since June 22, 2023, the Fund has suspended sales of its shares and suspended quarterly repurchase offers until the final distribution of its assets as outlined in the Plan. The Fund is required to include unaudited financial statements for the period ending September 30, 2024, in its semi-annual report, but as of now, these statements are incomplete, leading to a request filed under Rule 8b-25 of the Investment Company Act of 1940 with the SEC for additional time to complete the relevant audits and filings. The Fund will not make any distributions under the Plan until its fiscal year audit for the year ending March 31, 2024, along with the unaudited statements for September 30, 2024, are completed and filed with the SEC. Furthermore, effective November 1, 2024, the Fund changed its administrator from PKF O’Connor Davies, LLP to M3Sixty Administration, LLC, which will provide administrative and accounting services.

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Form Type: 40-8B25

Filing Date: 2025-01-02

Corporate Action: Liquidation

Type: New

Accession Number: 000121390025000323

Comments: Wildermuth Fund filed an application for an extension of time regarding the submission of their unaudited semi-annual financial statements for the period ended September 30, 2024. The Registrant indicated a delay due to the transition to a new administrator and ongoing preparations of their annual report. They notified that it is impractical to submit required reports by their deadlines and have requested extensions until January 28, 2025, for Form N-CSRS and February 3, 2025, for Form N-CENS. Moreover, the Fund is currently in liquidation under a Plan adopted by its Board of Trustees, which includes the suspension of sales and repurchase offers until a final distribution. It is emphasized that no final distribution will occur until the relevant financial statements are completed and filed with the SEC, and appropriate disclosures will be made on their website and in their prospectus.

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