IPO - AMERICAN BATTERY TECHNOLOGY Co

Form Type: S-1/A

Filing Date: 2025-02-11

Corporate Action: Ipo

Type: Update

Accession Number: 000149315225005941

Filing Summary: This document is a Pre-Effective Amendment No. 2 to Form S-1 Registration Statement under the Securities Act of 1933 for American Battery Technology Company. The amendment is filed to include exhibits such as the Form of Senior Secured Convertible Notes (Exhibit 4.1), the legal opinion from Holland & Hart LLP (Exhibit 5.1), and the consent of KPMG LLP (Exhibit 23.1). The remainder of the prospectus remains unchanged and is omitted from this filing. The registration statement indicates the company is a non-accelerated filer and a smaller reporting company, laying the groundwork for a potential initial public offering (IPO). This submission reaffirms the company's commitment to maintaining transparency and adhering to SEC requirements as it prepares to offer its securities to the public.

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Form Type: 424B5

Filing Date: 2024-12-27

Corporate Action: Ipo

Type: New

Accession Number: 000149315224052234

Filing Summary: American Battery Technology Company is conducting a public offering of 3,773,586 shares of its common stock, with accompanying warrants to purchase the same number of shares, at a public offering price of $2.65 per share. The warrants will have an exercise price of $2.80 and expire five years after issuance. The offering is structured on a best-efforts basis and is expected to close on or about December 27, 2024. The gross proceeds are expected to be approximately $10 million, with net proceeds of approximately $9.3 million after placement agent fees. The funds raised will be allocated for general corporate purposes and working capital. The common stock is listed on Nasdaq under the symbol 'ABAT'. The company has recently received significant grant funding, including $144 million from the U.S. Department of Energy for the construction of a new lithium-ion battery recycling facility. The company focuses on increasing domestic production of battery materials and launching a recycling operation to support sustainability in the battery supply chain.

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