IPO - EA Series Trust

Form Type: 485BPOS

Filing Date: 2025-05-09

Corporate Action: Ipo

Type: New

Accession Number: 000159290025001108

Filing Summary: The document is a Form 485BPOS registration statement filed by EA Series Trust with the SEC, proposing the Rainwater Equity ETF. The registration statement indicates that the fund aims for long-term capital appreciation by investing in global equity securities with a focus on mid- and large-capitalization companies. The document outlines investment objectives, risks involved in the fund, including potential losses and the absence of insurance guarantees, and specifies fees associated with the fund. There is mention of both annual operating expenses and potential brokerage commissions that investors may incur. The fund plans to launch as soon as practical after the effective date of the registration statement, potentially as soon as May 10, 2025. This filing signifies the proposed initial public offering (IPO) of the fund, showcasing its structure, management team, and the strategic investment approach that targets durable growth through an active management style.

Form Type: 485BPOS

Filing Date: 2025-05-07

Corporate Action: Ipo

Type: New

Accession Number: 000159290025001085

Filing Summary: On May 7, 2025, EA Series Trust filed a registration statement for the Astoria US Enhanced Core Equity ETF in order to publicly offer shares. This filing includes the prospectus for the ETF, which seeks to provide long-term capital appreciation through investments in U.S.-listed common stocks, primarily those of large capitalization companies that exhibit strong growth characteristics. The fund has estimated total annual operating expenses at 0.45% and emphasizes a quantitative approach for stock selection. There are several risks associated with the fund, including management risk, investment risk, and risks related to investment in large-cap stocks and ETFs. The filing aims for immediate effectiveness and details the fund's structure, investment strategies, and the roles of its advisers.

Form Type: 485BPOS

Filing Date: 2025-04-25

Corporate Action: Ipo

Type: New

Accession Number: 000159290025000941

Filing Summary: On April 25, 2025, EA Series Trust filed a registration statement under the Securities Act of 1933 and the Investment Company Act of 1940. The filing proposes the Amplius Aggressive Asset Allocation ETF, which aims for capital appreciation. The ETF will allocate 60% to 100% of its net assets to equity securities, primarily investing in both U.S. large-capitalization and small- and mid-capitalization companies, along with foreign securities. The trust outlines various investment strategies, risks associated with different types of investments, and expenses related to investing in the ETF, including management fees and potential brokerage commissions. The fund has not commenced operations yet and thus does not have performance history, but mentions various risks—including allocation risk, investment risk, and specific equity investment risks. The filing indicates plans for public offering as soon as practicable following the effective date on April 27, 2025.

Form Type: 485APOS

Filing Date: 2025-02-21

Corporate Action: Ipo

Type: New

Accession Number: 000159290025000460

Filing Summary: The EA Series Trust filed a Preliminary Registration Statement for the Cambria U.S. Equal Weight ETF with the SEC. This document indicates the Trust's investment objective is capital appreciation through an actively managed equal-weighted portfolio of large-cap U.S. companies. The Fund intends to invest at least 80% of its net assets in U.S. companies and will primarily focus on an active investment strategy through a select number of holdings expected to be around 500 companies. The filing specifies the Annual Fund Operating Expenses, Portfolio Management strategies, risk factors involved with investing, and important information regarding the purchase and sale of shares. It outlines fees, risks including large-cap investment, economic changes, and specific risks related to equity investing and real estate investment, among others. The Fund also plans to use temporary defensive positions during adverse market conditions, and stakeholders have been informed that the offerings have not been approved by the SEC. Additionally, an expectation for public offering is noted for as soon as practical following the effective date of the registration statement.

Form Type: 485BPOS

Filing Date: 2025-01-28

Corporate Action: Ipo

Type: New

Accession Number: 000159290025000200

Filing Summary: EA Series Trust filed a registration statement under the Securities Act of 1933 and the Investment Company Act of 1940 on January 28, 2025. This filing includes a pre-effective amendment for multiple exchange-traded funds (ETFs) focusing on Ethereum and Bitcoin futures strategies. The registered funds are: ARK 21Shares Active Ethereum Futures Strategy ETF, ARK 21Shares Active Bitcoin Ethereum Strategy ETF, ARK 21Shares Active On-Chain Bitcoin Strategy ETF, and ARK 21Shares Active Bitcoin Futures Strategy ETF. The filing indicates they will become effective on January 31, 2025, and outlines various details including investment objectives, management fees, potential risks, and operational information. The prospectus highlights capital appreciation as the primary investment objective and identifies the fees and expenses associated with investing in these funds, including management fees and a fee waiver agreement. Additionally, the document elaborates on the Ethereum network and Ether Futures, as well as the market conditions affecting these investments. The trust indicates a focus on compliance with the SEC and the Commodity Futures Trading Commission regulations regarding the trading and management of these investment vehicles.

Form Type: 485BPOS

Filing Date: 2025-01-22

Corporate Action: Ipo

Type: New

Accession Number: 000159290025000068

Filing Summary: EA Series Trust has filed a registration statement under the Securities Act of 1933 for the Gadsden Dynamic Multi-Asset ETF, indicating that it is planning for the proposed public offering of shares. The registration is effective on January 31, 2025, following the filing of the updated registration. The document includes information about the fund’s investment objectives, principal investment strategies, and associated risks. The fund aims for total return with operating expenses detailed. It has a management fee of 0.59% and a total annual operating expense of 0.78%. Significant focus is placed on asset classes, investment strategies (both tactical and strategic), and principal risks including equity investing risk, foreign investment risk, and commodities risk.