IPO - EA Series Trust

Form Type: 485APOS

Filing Date: 2025-02-21

Corporate Action: Ipo

Type: New

Accession Number: 000159290025000460

Filing Summary: The EA Series Trust filed a Preliminary Registration Statement for the Cambria U.S. Equal Weight ETF with the SEC. This document indicates the Trust's investment objective is capital appreciation through an actively managed equal-weighted portfolio of large-cap U.S. companies. The Fund intends to invest at least 80% of its net assets in U.S. companies and will primarily focus on an active investment strategy through a select number of holdings expected to be around 500 companies. The filing specifies the Annual Fund Operating Expenses, Portfolio Management strategies, risk factors involved with investing, and important information regarding the purchase and sale of shares. It outlines fees, risks including large-cap investment, economic changes, and specific risks related to equity investing and real estate investment, among others. The Fund also plans to use temporary defensive positions during adverse market conditions, and stakeholders have been informed that the offerings have not been approved by the SEC. Additionally, an expectation for public offering is noted for as soon as practical following the effective date of the registration statement.

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Form Type: 485BPOS

Filing Date: 2025-01-28

Corporate Action: Ipo

Type: New

Accession Number: 000159290025000200

Filing Summary: EA Series Trust filed a registration statement under the Securities Act of 1933 and the Investment Company Act of 1940 on January 28, 2025. This filing includes a pre-effective amendment for multiple exchange-traded funds (ETFs) focusing on Ethereum and Bitcoin futures strategies. The registered funds are: ARK 21Shares Active Ethereum Futures Strategy ETF, ARK 21Shares Active Bitcoin Ethereum Strategy ETF, ARK 21Shares Active On-Chain Bitcoin Strategy ETF, and ARK 21Shares Active Bitcoin Futures Strategy ETF. The filing indicates they will become effective on January 31, 2025, and outlines various details including investment objectives, management fees, potential risks, and operational information. The prospectus highlights capital appreciation as the primary investment objective and identifies the fees and expenses associated with investing in these funds, including management fees and a fee waiver agreement. Additionally, the document elaborates on the Ethereum network and Ether Futures, as well as the market conditions affecting these investments. The trust indicates a focus on compliance with the SEC and the Commodity Futures Trading Commission regulations regarding the trading and management of these investment vehicles.

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Form Type: 485BPOS

Filing Date: 2025-01-22

Corporate Action: Ipo

Type: New

Accession Number: 000159290025000068

Filing Summary: EA Series Trust has filed a registration statement under the Securities Act of 1933 for the Gadsden Dynamic Multi-Asset ETF, indicating that it is planning for the proposed public offering of shares. The registration is effective on January 31, 2025, following the filing of the updated registration. The document includes information about the fund’s investment objectives, principal investment strategies, and associated risks. The fund aims for total return with operating expenses detailed. It has a management fee of 0.59% and a total annual operating expense of 0.78%. Significant focus is placed on asset classes, investment strategies (both tactical and strategic), and principal risks including equity investing risk, foreign investment risk, and commodities risk.

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