IPO - ETF Opportunities Trust

Form Type: 8-A12B

Filing Date: 2025-04-08

Corporate Action: Ipo

Type: New

Accession Number: 000199937125003998

Filing Summary: ETF Opportunities Trust has filed Form 8-A12B for the registration of its Opportunistic Trader ETF, under the Securities Exchange Act of 1934. This registration pertains to the listing of this ETF on the Cboe BZX Exchange, Inc. The filing references prior amendments to their registration statement, including Post-Effective Amendment No. 240 under the Securities Act of 1933 and Amendment No. 242 under the Investment Company Act of 1940, both filed on March 24, 2025. The document confirms the state of incorporation as Delaware and notes the Employer Identification Number for the ETF as 33-2882800. The Certificate of Trust, Agreement and Declaration of Trust, and By-Laws related to the ETF were incorporated by reference from earlier filings. The signing authority is given to Karen Shupe, indicating the document's validity and compliance with SEC requirements.

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Form Type: 8-A12B

Filing Date: 2025-02-24

Corporate Action: Ipo

Type: New

Accession Number: 000199937125001855

Filing Summary: On February 24, 2025, ETF Opportunities Trust filed a Form 8-A12B with the U.S. Securities and Exchange Commission to register certain classes of securities under Section 12(b) of the Securities Exchange Act of 1934. The registrant outlined the details of three ETFs: the T-REX 2X Long DJT Daily Target ETF, the T-REX 2X Long RBLX Daily Target ETF, and the T-REX 2X Long ARM Daily Target ETF, all set to be registered on the Cboe BZX Exchange, Inc. The filing references previous registration statements and amendments, including the securities’ descriptions and Employer ID Numbers. This action indicates a significant move towards the initial public offerings of these ETFs.

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Form Type: 8-A12B

Filing Date: 2025-02-19

Corporate Action: Ipo

Type: New

Accession Number: 000183988225009806

Filing Summary: ETF Opportunities Trust is filing this Form 8-A12B to register the SMI 3Fourteen REAL Asset Allocation ETF securities with the U.S. Securities and Exchange Commission under Section 12(b) of the Securities Exchange Act of 1934. This action allows the ETF to be listed on the Nasdaq Stock Market. The filing includes references to prior amendment filings and identifies the Employer ID Number for the series. It confirms that the filing is consistent with the requirements for the registration of securities related to the Trust and includes necessary exhibits such as the Certificate of Trust, Agreement and Declaration of Trust, and By-Laws which pertain to the Trust’s organization and governance.

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Form Type: 485BPOS

Filing Date: 2025-01-17

Corporate Action: Ipo

Type: New

Accession Number: 000199937125000464

Filing Summary: ETF Opportunities Trust is filing a registration statement for the Brookmont Catastrophic Bond ETF, aiming primarily to generate current income with a secondary focus on capital preservation. The ETF is actively managed and proposes to invest at least 80% of its net assets into catastrophe bonds, which are linked to severe risk events such as natural disasters. The total annual operating expenses are projected at 1.58% with management fees comprising 1.20% and other expenses at 0.38%. There are provisions for expense waivers up to the end of 2025. The Fund may experience significant risks related to triggering events that affect its securities, including hurricanes and earthquakes, which could result in the loss of principal. The filing also outlines the Fund's investment strategies and risks associated with catastrophe bonds, highlighting the non-diversified nature of the Fund and potential volatility due to its high yield focus. Additionally, it specifies the financial characteristics of its securities and how they relate to various market risks, emphasizing the essential dependency on natural and economic events for performance evaluation.

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