IPO - HWH International Inc.

Form Type: 424B4

Filing Date: 2025-01-06

Corporate Action: Ipo

Type: New

Accession Number: 000149315225000413

Filing Summary: HWH International Inc. is offering 3,162,500 shares of common stock and pre-funded warrants to purchase up to 1,250,000 shares of common stock at a public offering price of $0.40 per share. The company aims to address shareholder ownership limitations using the pre-funded warrants for those whose holdings would exceed 4.99% post-offering. The pre-funded warrants are priced just below the public offering price, allowing immediate exercise and relying on the holder's beneficial ownership limits. The company anticipates net proceeds of approximately $1.63 million to fund working capital and general corporate purposes, with no present commitments for acquisitions. HWH's common stock trades on Nasdaq under the symbol 'HWH.' The offering's securities issuance will occur on January 6, 2025, and details include fees to placement agents and risks associated with investments in the current market context.

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Form Type: 8-K

Filing Date: 2025-01-06

Corporate Action: Ipo

Type: New

Accession Number: 000149315225000994

Filing Summary: On January 6, 2025, HWH International Inc. announced the closing of its public offering consisting of 3,162,500 shares of common stock and 1,250,000 pre-funded warrants to purchase shares of common stock. The offering price was $0.40 per share and $0.3999 per warrant, leading to gross proceeds of approximately $1.76 million. The offering was processed under the Company’s Form S-1 registration, which was amended multiple times before being declared effective on December 19, 2024. D. Boral Capital LLC acted as the exclusive placement agent for the offering, receiving a 7.5% cash fee and an expense allowance.

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Form Type: 8-K

Filing Date: 2025-01-03

Corporate Action: Ipo

Type: New

Accession Number: 000149315225000183

Filing Summary: On January 3, 2025, HWH International Inc. announced the pricing of its public offering of 3,162,500 shares of common stock at a public offering price of $0.40 per share, along with 1,250,000 pre-funded warrants to purchase shares of common stock priced at $0.3999 per warrant. The offering is expected to generate gross proceeds of approximately $1.76 million prior to the deduction of placement agent fees and other expenses. The Pre-Funded Warrants are exercisable immediately upon issuance with an exercise price of $0.0001 per share. The offering is being conducted under the Company's registration statement on Form S-1, effective as of December 19, 2024, and is anticipated to close around January 6, 2025, subject to customary conditions. D. Boral Capital LLC is serving as the exclusive placement agent, with the Company agreeing to a 7.5% cash fee on gross proceeds and other associated costs.

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Form Type: CORRESP

Filing Date: 2024-12-19

Corporate Action: Ipo

Type: New

Accession Number: 000149315224050732

Filing Summary: HWH International Inc. has filed a request for acceleration of the effective date of its Registration Statement on Form S-1 to 4:30 p.m. EDT on December 19, 2024. The request is made pursuant to Section 8(a) of the Securities Act of 1933 and Rule 461, acknowledging that the SEC's declaration of effectiveness does not relieve the undersigned from responsibility for the adequacy of the disclosure in the filing. The document also includes confirmation from FINRA dated October 25, 2024, stating no objection to the underwriting compensation arrangements, and details about the Preliminary Prospectus distribution to prospective purchasers.

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Form Type: CORRESP

Filing Date: 2024-12-10

Corporate Action: Ipo

Type: New

Accession Number: 000149315224049495

Filing Summary: HWH International Inc. has filed a request for acceleration of the effective date of its Registration Statement on Form S-1, as amended, to 4:30 p.m. Eastern Daylight Time on December 11, 2024. This request was made in connection with the proposed public offering of securities referenced in the registration statement. The undersigned acknowledges the responsibilities under the relevant Securities Acts and indicates that a copy of a letter from the Financial Industry Regulatory Authority (FINRA) is attached, confirming that FINRA has no objection to the underwriting compensation arrangements. Preliminary Prospectus copies dated December 10, 2024 have or will be distributed to prospective purchasers at least 48 hours prior to the expected mailing of confirmations, in compliance with Rule 15c2-8 under the 1934 Act.

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