IPO - Innovator ETFs Trust

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Form Type: 8-A12B

Filing Date: 2025-05-08

Corporate Action: Ipo

Type: New

Accession Number: 000121390025040841

Filing Summary: Innovator ETFs Trust has filed a Form 8-A12B for the registration of common shares of beneficial interest, with a par value of $0.01 per share, for its Innovator Equity Managed 100 Buffer ETF. The shares have been approved for listing on NYSE Arca, Inc. The filing includes the registration statement file number 333-146827 and references to various incorporated trust documents. This filing is pertinent as it indicates the company is moving forward with an initial public offering of these shares.

Additional details:

Title Of Each Class: Common Shares of Beneficial Interest


Exchange Name: NYSE Arca, Inc.


Security Act Registration Statement File Number: 333-146827


Fund Name: Innovator Equity Managed 100 Buffer ETF


Fund Irs Employer Identification No: 33-4439984


Form Type: 8-A12B

Filing Date: 2025-04-25

Corporate Action: Ipo

Type: New

Accession Number: 000121390025035428

Filing Summary: Innovator ETFs Trust registered Common Shares of Beneficial Interest for the Innovator Growth-100 Power Buffer ETF™ - May with a par value of $0.01 per share. The shares are to be listed on Cboe BZX Exchange, Inc. This Form 8-A12B serves for the registration of this class of securities under Section 12(b) of the Securities Exchange Act of 1934. The registration statement is associated with file number 333-146827. The filing includes pertinent exhibits related to the shareholder's agreement and trust documentation, which have been previously filed. This registration was duly signed on April 25, 2025, by H. Bruce Bond, President of Innovator ETFs Trust.

Additional details:

Title: common_shares_par_value

Value: 0.01


Title: exchange

Value: Cboe BZX Exchange, Inc.


Title: fund_name

Value: Innovator Growth-100 Power Buffer ETF™ - May


Title: irs_ein

Value: 33-1527056


Form Type: 8-A12B

Filing Date: 2025-04-25

Corporate Action: Ipo

Type: New

Accession Number: 000121390025035429

Filing Summary: Innovator ETFs Trust is registering common shares of beneficial interest at a par value of $0.01 per share for its Innovator Equity Defined Protection ETF™ - 1 Yr May, which has been approved for listing on the Cboe BZX Exchange, Inc. This registration is part of the compliance with Section 12(b) of the Securities Exchange Act of 1934. The registration statement is linked to the prior filing of the post-effective amendment number 1480 to the Registration Statement on Form N-1A, filed with the SEC on April 17, 2025. The document outlines the relationship of various trust agreements and certificates associated with Innovator ETFs.

Additional details:

Shares Par Value: $0.01


Exchange Name: Cboe BZX Exchange, Inc.


Fund Name: Innovator Equity Defined Protection ETF™ - 1 Yr May


Registration Statement File Number: 333-146827


Irs Employer Identification No: 33-1424826


Form Type: 8-A12B

Filing Date: 2025-04-25

Corporate Action: Ipo

Type: New

Accession Number: 000121390025035430

Filing Summary: Innovator ETFs Trust has filed Form 8-A12B for the registration of its common shares of beneficial interest, valued at $0.01 per share, intended for listing on the Cboe BZX Exchange, Inc. The shares pertain to the Innovator U.S. Small Cap Power Buffer ETF™ - May. The filing indicates effective registration under Section 12(b) of the Securities Exchange Act of 1934, and the description of the shares is included in the preliminary prospectus that is part of Post-Effective Amendment No. 1481 to the Registration Statement on Form N-1A, which was filed around April 17, 2025. Several related exhibits are incorporated by reference, including the Registrant's Amended and Restated Agreement and Declaration of Trust, the Certificate of Trust, and by-laws.

Additional details:

Description Of Securities: common shares of beneficial interest, $0.01 par value per share


Exchange On Which Registered: Cboe BZX Exchange, Inc.


Fund Name: Innovator U.S. Small Cap Power Buffer ETF™ - May


Irs Employer Identification No: 33-1505014


Form Type: 485BPOS

Filing Date: 2025-04-17

Corporate Action: Ipo

Type: Update

Accession Number: 000121390025032720

Filing Summary: Innovator ETFs Trust filed a post-effective amendment to its registration statement under the Securities Act of 1933 and the Investment Company Act of 1940 for the Innovator Growth-100 Power Buffer ETF™. The Fund aims to provide returns matching the performance of the Invesco QQQ TrustSM, Series 1, up to a cap of 14.96% to 16.96% for the period May 1, 2025 to April 30, 2026. The Fund utilizes Flexible Exchange Options (FLEX Options) to implement a defined outcome strategy that includes a buffer against the first 15% of losses experienced by the Underlying ETF. The registration statement is set to become effective on April 28, 2025, and this amendment specifically designates a new effective date for a previously filed post-effective amendment. It details the management fees, operating expenses, and potential outcomes for investors, emphasizing the need for continuous shareholding through the defined Outcome Period to realize the projected investment outcomes.

Additional details:

Effective Date: 2025-04-28


Investment Objective: to provide returns that match the price return of the Invesco QQQ Trust up to a cap of ___% while providing a buffer against the first 15% of losses


Fund Management Fee: 0.79%


Annual Fund Operating Expenses: 0.79%


Cap Range: between 14.96% and 16.96%


Form Type: 8-A12B

Filing Date: 2025-03-24

Corporate Action: Ipo

Type: New

Accession Number: 000101376225001501

Filing Summary: This document is a Form 8-A12B filed by Innovator ETFs Trust for the registration of common shares of beneficial interest, valued at $0.01 per share, related to the Innovator Equity Defined Protection ETF™ - 2 Yr to April 2027. The shares are set to be listed on the Cboe BZX Exchange, Inc., and the filing indicates that an application for this listing has already been approved. The document references a preliminary prospectus that is part of a post-effective amendment to the trust's registration statement, showing regulatory compliance and preparation for public trading. It also includes references to significant governing documents of the trust, such as the Amended and Restated Agreement and Declaration of Trust, Certificate of Trust, and the By-laws, all incorporated by reference from previous filings.

Additional details:

Title Of Registration: Common Shares of Beneficial Interest


Exchange: Cboe BZX Exchange, Inc.


Fund Name: Innovator Equity Defined Protection ETF™ - 2 Yr to April 2027


Investment Type: common shares


Par Value: $0.01


Irs Employer Identification No: 33-1412747


Form Type: 8-A12B

Filing Date: 2025-02-03

Corporate Action: Ipo

Type: New

Accession Number: 000121390025009494

Filing Summary: Innovator ETFs Trust has filed Form 8-A12B to register common shares of beneficial interest for the Innovator Uncapped Bitcoin 20 Floor ETF, which is a new fund. The shares have a par value of $0.01 each. An application for listing the shares on Cboe BZX Exchange has been approved. This filing includes the description of the shares, which is also part of the preliminary prospectus filed with the SEC on January 27, 2025. Several exhibits related to the trust's agreement and amendments are referenced in connection with the registration statement.

Additional details:

Title Of Each Class To Be Registered: Common Shares of Beneficial Interest, $.01 par value per share


Name Of Each Exchange: Cboe BZX Exchange, Inc.


Securities Act Registration Statement File Number: 333-146827


Fund Irs Employer Identification No: 33-2875476


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