IPO - LiveOne, Inc.

Form Type: 424B5

Filing Date: 2025-07-17

Corporate Action: Ipo

Type: New

Accession Number: 000121390025064909

Filing Summary: LiveOne, Inc. is offering up to 11,833,334 shares of its common stock at a price of $0.75 per share. The offering is conducted under a shelf registration process, and as of July 14, 2025, the closing price of the stock was reported at $0.7731. The public offering price totals approximately $8.875 million, with proceeds to LiveOne before expenses estimated at $8.253 million. An underwriting discount of 7.0% is included in the financials, and the underwriters have an option to purchase up to an additional 1,775,000 shares. The delivery of shares is expected on July 17, 2025. The document outlines inherent risks associated with the investment in the stock and contains substantial cautionary notes regarding forward-looking statements, as well as detailed risk factors affecting the company’s operations, including dependencies on major clients, significant operating losses, potential regulatory changes, and competitive pressures within its industry.

Form Type: 8-K

Filing Date: 2025-07-17

Corporate Action: Ipo

Type: New

Accession Number: 000121390025064904

Filing Summary: On July 15, 2025, LiveOne, Inc. entered into an underwriting agreement with Lucid Capital Markets, LLC to issue and sell 13,608,334 shares of its common stock at $0.75 per Share, with the option to sell an additional 1,775,000 shares. The Offering aims to raise approximately $9.5 million in gross proceeds, after deducting underwriting discounts. The expected closing of the Offering is set for July 17, 2025. Proceeds will be allocated to acquiring cryptocurrencies, developing a cryptocurrency treasury strategy, and general corporate purposes. The Underwriting Agreement includes standard representations and warranties and provides for additional compensation in the form of warrants to purchase up to 4% of the securities sold. LiveOne has launched a crypto treasury reserve strategy, indicated by press releases issued on July 15 and July 16, 2025.

Form Type: 8-K

Filing Date: 2025-07-17

Corporate Action: Ipo

Type: New

Accession Number: 000121390025065188

Filing Summary: LiveOne, Inc. has entered into an underwriting agreement with Lucid Capital Markets, LLC to issue and sell 13,608,334 shares of its common stock at an offering price of $0.75 per share. The offering includes an option for the underwriter to sell up to an additional 1,775,000 shares, bringing the total gross proceeds to approximately $9.5 million after accounting for underwriting discounts. The sale closed on July 17, 2025, and also includes common stock purchase warrants for up to 4% of the securities sold, exercisable at $0.9375 per share. Details regarding the offering and underwriting agreement are referenced in the Form 8-K filed with the SEC.