IPO - Roundhill ETF Trust

Form Type: 8-A12B

Filing Date: 2025-06-09

Corporate Action: Ipo

Type: New

Accession Number: 000139834425011624

Filing Summary: Roundhill ETF Trust, a Delaware-based entity, has filed a Form 8-A12B for the registration of its shares of beneficial interest on the New York Stock Exchange, LLC. The securities to be registered include the Roundhill S&P 500 No Dividend Target ETF, with the IRS Employer Identification Number 99-3434737. This filing is pursuant to Section 12(b) of the Securities Exchange Act of 1934 and is related to the registration of a class of securities effective under General Instruction A.(c). The registration statement number associated with this filing is 333-273052 and is effective as of June 9, 2025, incorporating descriptions from previously filed amendments under the Securities Act of 1933 and the Investment Company Act of 1940.

Form Type: 8-A12B

Filing Date: 2025-02-14

Corporate Action: Ipo

Type: New

Accession Number: 000139834425002953

Filing Summary: Roundhill ETF Trust is registering shares of beneficial interest with no par value, to be listed on the Cboe BZX Exchange. This filing is made pursuant to Section 12(b) of the Securities Exchange Act of 1934, indicating a new class of securities being registered for the Trust's various ETFs, including Roundhill AAPL WeeklyPayTM ETF and others. The registration references Post-Effective Amendment No. 139 and Amendment No. 141 to the Trust’s Registration Statement under the Securities Act of 1933 and the Investment Company Act of 1940, respectively, filed on February 14, 2025. The registration is also in relation to the Trust's previous filings, with specific securities identified by their EIN. The Trust’s Agreement and Declaration of Trust and By-Laws are included as exhibits from earlier filings, enhancing the context of this registration. These actions signify the establishment of a new investor offering related to the Roundhill ETFs.