List of Bankruptcies and Liquidations

  • Amplify ETF Trust

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    • Filing Date: February 11, 2025

      Accession Number: 000121390025012228

      Corporate Action: Liquidation

      Summary preview: On February 11, 2025, the Board of Trustees of Amplify ETF Trust voted to terminate and liquidate th...

    • Filing Date: February 11, 2025

      Accession Number: 000121390025012230

      Corporate Action: Liquidation

      Summary preview: On February 11, 2025, the Board of Trustees of Amplify ETF Trust voted to terminate and liquidate th...

    • Filing Date: January 8, 2025

      Accession Number: 000121390025001808

      Corporate Action: Liquidation

      Summary preview: On January 7, 2025, the Board of Trustees of Amplify ETF Trust approved the termination and liquidat...

  • Tidal Trust II

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    • Filing Date: February 11, 2025

      Accession Number: 000199937125001523

      Corporate Action: Liquidation

      Summary preview: Tidal Trust II, through its investment advisers Tidal Investments LLC and Plato’s Philosophy LLC, ha...

    • Filing Date: February 10, 2025

      Accession Number: 000183988225008127

      Corporate Action: Liquidation

      Summary preview: On February 10, 2025, a supplement was issued for the CNIC ICE U.S. Carbon Neutral Power Futures Ind...

    • Filing Date: February 7, 2025

      Accession Number: 000199937125001378

      Corporate Action: Liquidation

      Summary preview: On February 7, 2025, Tidal Investments LLC informed the Board of Trustees of Tidal Trust II of the r...

    • Filing Date: February 3, 2025

      Accession Number: 000183988225006066

      Corporate Action: Liquidation

      Summary preview: Tidal Trust II's Octane All-Cap Value Energy ETF (OCTA) has announced its impending liquidation foll...

  • Avinger Inc

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    • Filing Date: February 10, 2025

      Accession Number: 000143774925003321

      Corporate Action: Liquidation

      Summary preview: On February 5, 2025, Avinger, Inc. held a Special Meeting of Stockholders where stockholders approve...

    • Filing Date: February 5, 2025

      Accession Number: 000143774925002911

      Corporate Action: Liquidation

      Summary preview: On February 5, 2025, Avinger, Inc. held its adjourned special meeting of stockholders, originally sc...

    • Filing Date: January 13, 2025

      Accession Number: 000143774925000890

      Corporate Action: Liquidation

      Summary preview: Avinger, Inc. is proposing a voluntary dissolution and liquidation of the company, which is pending ...

    • Filing Date: December 23, 2024

      Accession Number: 000143774924038224

      Corporate Action: Liquidation

      Summary preview: Avinger Inc. is holding a Special Meeting of Stockholders on January 24, 2025, to approve an Assignm...

    • Filing Date: December 13, 2024

      Accession Number: 000143774924037484

      Corporate Action: Liquidation

      Summary preview: On December 11, 2024, Avinger Inc announced a potential assignment for the benefit of creditors, lea...

  • ALPS Series Trust

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    • Filing Date: February 7, 2025

      Accession Number: 000139834425002152

      Corporate Action: Liquidation

      Summary preview: On February 6, 2025, the Board of Trustees of the ALPS Series Trust decided to close and liquidate t...

  • Ashmore Funds

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    • Filing Date: February 7, 2025

      Accession Number: 000119312525022772

      Corporate Action: Liquidation

      Summary preview: On February 5, 2025, the Board of Trustees of Ashmore Funds approved a plan of liquidation for the A...

  • BP4 S.r.l.

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    • Filing Date: February 7, 2025

      Accession Number: 000095017025016057

      Corporate Action: Liquidation

      Summary preview: Bp4 S.r.l. is currently undertaking a voluntary liquidation under Italian law as of February 1, 2025...

  • Columbia Funds Series Trust II

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    • Filing Date: February 7, 2025

      Accession Number: 000119312525022407

      Corporate Action: Liquidation

      Summary preview: Effective at the close of business on February 7, 2025, the Fund's Class R shares of the Columbia Ov...

    • Filing Date: February 7, 2025

      Accession Number: 000119312525022417

      Corporate Action: Liquidation

      Summary preview: Effective at close of business on February 7, 2025, the Class R shares of Columbia Overseas Core Fun...

  • COLUMBIA FUNDS VARIABLE INSURANCE TRUST

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    • Filing Date: February 7, 2025

      Accession Number: 000119312525022403

      Corporate Action: Liquidation

      Summary preview: Effective at the close of business on February 7, 2025, the Class 1 shares of Columbia Funds Variabl...

    • Filing Date: February 7, 2025

      Accession Number: 000119312525022405

      Corporate Action: Liquidation

      Summary preview: Effective at the close of business on February 7, 2025, Class 1 shares of the Funds under Columbia F...

    • Filing Date: February 7, 2025

      Accession Number: 000119312525022406

      Corporate Action: Liquidation

      Summary preview: Effective at the close of business on February 7, 2025, the Class 1 shares of the Columbia Funds Var...

  • LORD ABBETT MUNICIPAL INCOME FUND INC

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    • Filing Date: February 7, 2025

      Accession Number: 000093041325000412

      Corporate Action: Liquidation

      Summary preview: On February 4, 2025, the Board of Directors of Lord Abbett Municipal Income Fund approved a plan of ...

    • Filing Date: February 7, 2025

      Accession Number: 000093041325000413

      Corporate Action: Liquidation

      Summary preview: On February 4, 2025, the Board of Directors of Lord Abbett Municipal Income Fund approved a plan of ...

  • BAINUM BARBARA

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    • Filing Date: February 6, 2025

      Accession Number: 000095017025015464

      Corporate Action: Liquidation

      Summary preview: Barbara Bainum holds shares in Choice Hotels International Inc. totaling 910,330 shares owned by the...

  • BAINUM STEWART JR

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    • Filing Date: February 6, 2025

      Accession Number: 000095017025015472

      Corporate Action: Liquidation

      Summary preview: On February 6, 2025, Stewart Bainum Jr. filed a Form 5 detailing his ownership and transactions invo...

  • BGC Partners Advisory LLC

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    • Filing Date: February 6, 2025

      Accession Number: 000201468225000001

      Corporate Action: Bankruptcy

      Summary preview: BGC Partners Advisory LLC is undergoing a bankruptcy process, focusing on restructuring its balance ...

  • DSS AMERICAFIRST FUNDS

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    • Filing Date: February 6, 2025

      Accession Number: 000116204425000126

      Corporate Action: Liquidation

      Summary preview: DSS AmericaFirst Funds has announced the decision to cease operations of the DSS AmericaFirst Total ...

  • PPM Funds

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    • Filing Date: February 6, 2025

      Accession Number: 000172247825000002

      Corporate Action: Liquidation

      Summary preview: PPM Funds is filing an amendment to its application for deregistration as a registered investment co...

    • Filing Date: December 23, 2024

      Accession Number: 000199937124015698

      Corporate Action: Liquidation

      Summary preview: PPM Funds has filed a Form N-8F to apply for deregistration due to liquidation. The decision was app...

  • Auto Parts 4Less Group, Inc.

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    • Filing Date: February 5, 2025

      Accession Number: 000147793225000717

      Corporate Action: Bankruptcy

      Summary preview: On January 30, 2025, Auto Parts 4Less Group, Inc. and its wholly owned subsidiary Auto Parts 4Less, ...

  • Cyclacel Pharmaceuticals, Inc.

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    • Filing Date: February 5, 2025

      Accession Number: 000182912625000729

      Corporate Action: Liquidation

      Summary preview: On January 31, 2025, Cyclacel Pharmaceuticals, Inc. announced the creditors voluntary liquidation (C...

  • Flagship V VentureLabs Rx Fund, L.P.

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    • Filing Date: February 5, 2025

      Accession Number: 000095017025014583

      Corporate Action: Bankruptcy

      Summary preview: On January 10, 2025, Christian S. Schade resigned as Chairman and a member of Omega Therapeutics, In...

  • Principal Life Insurance Co Separate Account B

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    • Filing Date: February 5, 2025

      Accession Number: 000000971325000009

      Corporate Action: Liquidation

      Summary preview: This document serves as a supplement to the Prospectus, Updating Summary Prospectus, and Summary Pro...

    • Filing Date: February 5, 2025

      Accession Number: 000000971325000010

      Corporate Action: Liquidation

      Summary preview: This document serves as a supplement dated February 5, 2025, for the Prospectus of Principal® Pivot ...

    • Filing Date: February 5, 2025

      Accession Number: 000000971325000011

      Corporate Action: Liquidation

      Summary preview: The document is a supplement dated February 5, 2025, to the Prospectus for the Principal® Pivot Seri...

  • Vystar Corp

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    • Filing Date: February 5, 2025

      Accession Number: 000149315225004957

      Corporate Action: Liquidation

      Summary preview: On October 11, 2022, Vystar Corporation reported that Rotmans Furniture began a liquidation sale, wh...

  • DOMINI INVESTMENT TRUST

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    • Filing Date: February 3, 2025

      Accession Number: 000119312525018927

      Corporate Action: Liquidation

      Summary preview: Domini Investment Trust has announced the liquidation of the Domini International Opportunities Fund...

  • FRANKLIN STRATEGIC MORTGAGE PORTFOLIO

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    • Filing Date: February 3, 2025

      Accession Number: 000174177325000375

      Corporate Action: Liquidation

      Summary preview: On December 12, 2024, the Board of Trustees approved a proposal to liquidate and dissolve the Frankl...

    • Filing Date: January 27, 2025

      Accession Number: 000174177325000254

      Corporate Action: Liquidation

      Summary preview: On December 12, 2024, the Board of Trustees of Franklin Strategic Mortgage Portfolio approved a prop...

    • Filing Date: December 13, 2024

      Accession Number: 000174177324004600

      Corporate Action: Liquidation

      Summary preview: On December 12, 2024, the Board of Trustees of Franklin Strategic Mortgage Portfolio approved a prop...

    • Filing Date: December 13, 2024

      Accession Number: 000174177324004601

      Corporate Action: Liquidation

      Summary preview: On December 12, 2024, the Board of Trustees approved a proposal to liquidate and dissolve Franklin S...

  • Vertex Energy Inc.

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    • Filing Date: February 3, 2025

      Accession Number: 000199937125001104

      Corporate Action: Bankruptcy

      Summary preview: Vertex Energy, Inc. has filed a Form 15 to terminate the registration of its common stock under Sect...

    • Filing Date: January 22, 2025

      Accession Number: 000199937125000518

      Corporate Action: Bankruptcy

      Summary preview: On January 21, 2025, Vertex Energy, Inc. emerged from Chapter 11 bankruptcy in accordance with the c...

    • Filing Date: January 22, 2025

      Accession Number: 000114036125001649

      Corporate Action: Bankruptcy

      Summary preview: This Amendment No. 1 amends and supplements the Schedule 13D filed by the Reporting Persons on Octob...

    • Filing Date: January 21, 2025

      Accession Number: 000199937125000470

      Corporate Action: Bankruptcy

      Summary preview: On January 21, 2025, Vertex Energy, Inc. reported that the company and its subsidiaries filed volunt...

    • Filing Date: December 27, 2024

      Accession Number: 000199937124015845

      Corporate Action: Bankruptcy

      Summary preview: On December 20, 2024, Vertex Energy, Inc. received a Confirmation Order from the Bankruptcy Court co...

  • 800 Degrees Go, Inc.

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    • Filing Date: January 31, 2025

      Accession Number: 000182912625000603

      Corporate Action: Liquidation

      Summary preview: On January 27, 2025, the Board of Directors of 800 Degrees Go, Inc. approved a plan for complete liq...

  • DWS MUNICIPAL INCOME TRUST

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    • Filing Date: January 31, 2025

      Accession Number: 000008805325000091

      Corporate Action: Liquidation

      Summary preview: DWS Municipal Income Trust has reported its Annual Report to Shareholders for the fiscal year ending...

  • JOHN HANCOCK BOND TRUST

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    • Filing Date: January 31, 2025

      Accession Number: 000119312525017891

      Corporate Action: Liquidation

      Summary preview: The Board of Trustees of the John Hancock Bond Trust approved the liquidation of the John Hancock ES...

    • Filing Date: January 31, 2025

      Accession Number: 000119312525017897

      Corporate Action: Liquidation

      Summary preview: On January 31, 2025, John Hancock Bond Trust issued a Prospectus Supplement detailing the decision m...

  • Maquia Capital Acquisition Corp

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    • Filing Date: January 31, 2025

      Accession Number: 000110465925008199

      Corporate Action: Liquidation

      Summary preview: On January 31, 2025, Maquia Capital Acquisition Corporation reported on its special meeting held on ...

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