List of Bankruptcies and Liquidations

  • VICTORY PORTFOLIOS III

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    • Filing Date: January 8, 2025

      Accession Number: 000168386325000119

      Corporate Action: Liquidation

      Summary preview: This document serves as a supplement to the Summary Prospectus, Prospectus, and Statement of Additio...

    • Filing Date: January 8, 2025

      Accession Number: 000168386325000120

      Corporate Action: Liquidation

      Summary preview: This document serves as a supplement dated January 8, 2025, regarding changes to the Victory New Yor...

  • Collaborative Investment Series Trust

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    • Filing Date: January 7, 2025

      Accession Number: 000199937125000176

      Corporate Action: Liquidation

      Summary preview: The Board of Trustees of Collaborative Investment Series Trust has decided to liquidate the Mercator...

  • NeuBase Therapeutics, Inc.

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    • Filing Date: January 7, 2025

      Accession Number: 000110465925001664

      Corporate Action: Liquidation

      Summary preview: On January 2, 2025, NeuBase Therapeutics, Inc. terminated its lease agreement for its headquarters a...

  • Ingredion Inc

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    • Filing Date: January 6, 2025

      Accession Number: 000104625725000003

      Corporate Action: Liquidation

      Summary preview: Ingredion Incorporated committed to ceasing operations at its plant protein concentrates and flour m...

  • MEMBERS Horizon Variable Separate Account

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    • Filing Date: January 6, 2025

      Accession Number: 000175392625000027

      Corporate Action: Liquidation

      Summary preview: This document is a supplement to the prospectus for the Members Horizon Variable Annuity, specifical...

    • Filing Date: January 6, 2025

      Accession Number: 000175392625000029

      Corporate Action: Liquidation

      Summary preview: This supplement updates the prospectus for the Members Horizon Variable Annuity, indicating that as ...

  • Miller/Howard High Income Equity Fund

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    • Filing Date: January 6, 2025

      Accession Number: 000139834425000200

      Corporate Action: Liquidation

      Summary preview: The Miller/Howard High Income Equity Fund has completed its liquidation effective November 22, 2024,...

  • RSE Archive, LLC

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    • Filing Date: January 6, 2025

      Accession Number: 000176812625000001

      Corporate Action: Liquidation

      Summary preview: On December 7, 2024, RSE Archive, LLC sold the 2018 Bowman Shohei Ohtani Pitching Rookie Card from S...

    • Filing Date: January 6, 2025

      Accession Number: 000176812625000002

      Corporate Action: Liquidation

      Summary preview: On January 6, 2025, RSE Archive, LLC reported the sale of the 2019 Hermès 20cm Sellier Faubourg Blue...

    • Filing Date: January 6, 2025

      Accession Number: 000176812625000003

      Corporate Action: Liquidation

      Summary preview: On December 23, 2024, RSE Archive, LLC completed the sale of the 2003-2004 Upper Deck Exquisite Coll...

  • ThermoGenesis Holdings, Inc.

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    • Filing Date: January 6, 2025

      Accession Number: 000143774925000500

      Corporate Action: Liquidation

      Summary preview: On December 31, 2024, the Board of Directors of ThermoGenesis Holdings, Inc. unanimously approved th...

  • Neuberger Berman ETF Trust

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    • Filing Date: January 3, 2025

      Accession Number: 000089843225000003

      Corporate Action: Liquidation

      Summary preview: The Board of Trustees of Neuberger Berman ETF Trust approved the liquidation of Neuberger Berman Glo...

    • Filing Date: January 3, 2025

      Accession Number: 000089843225000004

      Corporate Action: Liquidation

      Summary preview: Neuberger Berman ETF Trust has announced the liquidation of the Neuberger Berman Global Real Estate ...

  • Northern Star Investment Corp. II

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    • Filing Date: January 3, 2025

      Accession Number: 000121390025000843

      Corporate Action: Liquidation

      Summary preview: On December 30, 2024, Northern Star Investment Corp. II held a Special Meeting of Stockholders where...

    • Filing Date: December 19, 2024

      Accession Number: 000121390024110547

      Corporate Action: Liquidation

      Summary preview: The document outlines the proxy statement for a special meeting of stockholders of Northern Star Inv...

  • Northern Star Investment Corp. III

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    • Filing Date: January 3, 2025

      Accession Number: 000121390025000841

      Corporate Action: Liquidation

      Summary preview: On December 24, 2024, Northern Star Investment Corp. III held a Special Meeting of Stockholders wher...

  • Northern Star Investment Corp. IV

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    • Filing Date: January 3, 2025

      Accession Number: 000121390025000842

      Corporate Action: Liquidation

      Summary preview: On December 24, 2024, Northern Star Investment Corp. IV held a Special Meeting of Stockholders where...

  • Global Lights Acquisition Corp

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    • Filing Date: January 2, 2025

      Accession Number: 000110465925000319

      Corporate Action: Liquidation

      Summary preview: Global Lights Acquisition Corp announced the extension of its liquidation date to February 16, 2025,...

  • EXPRESS, INC.

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    • Filing Date: December 31, 2024

      Accession Number: 000148351024000014

      Corporate Action: Bankruptcy

      Summary preview: EXP OldCo Winddown, Inc. filed for Chapter 11 bankruptcy on April 22, 2024. The filing indicates the...

  • BIORA THERAPEUTICS, INC.

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    • Filing Date: December 30, 2024

      Accession Number: 000121390024113256

      Corporate Action: Bankruptcy

      Summary preview: On December 27, 2024, Biora Therapeutics, Inc. filed a voluntary petition for relief under Chapter 1...

  • Fidelity Merrimack Street Trust

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    • Filing Date: December 30, 2024

      Accession Number: 000113322824011705

      Corporate Action: Liquidation

      Summary preview: The document details a Special Meeting of Shareholders for Fidelity® Municipal Core Plus Bond Fund, ...

  • FIDELITY SALEM STREET TRUST

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    • Filing Date: December 30, 2024

      Accession Number: 000113322824011707

      Corporate Action: Liquidation

      Summary preview: FIDELITY MERRIMACK STREET TRUST is calling for a special meeting of shareholders on March 12, 2025, ...

  • Goldman Sachs ETF Trust

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    • Filing Date: December 30, 2024

      Accession Number: 000119312524286015

      Corporate Action: Liquidation

      Summary preview: The Board of Trustees of the Goldman Sachs ETF Trust approved a proposal to liquidate the Goldman Sa...

    • Filing Date: December 30, 2024

      Accession Number: 000119312524286019

      Corporate Action: Liquidation

      Summary preview: On December 12, 2024, the Board of Trustees of the Goldman Sachs ETF Trust approved the liquidation ...

    • Filing Date: December 30, 2024

      Accession Number: 000119312524286024

      Corporate Action: Liquidation

      Summary preview: On December 12, 2024, the Board of Trustees of the Goldman Sachs ETF Trust approved a proposal to li...

    • Filing Date: December 30, 2024

      Accession Number: 000119312524286017

      Corporate Action: Liquidation

      Summary preview: On December 12, 2024, the Board of Trustees of Goldman Sachs ETF Trust approved the liquidation of t...

    • Filing Date: December 30, 2024

      Accession Number: 000119312524286022

      Corporate Action: Liquidation

      Summary preview: On December 30, 2024, the Board of Trustees of Goldman Sachs ETF Trust approved the liquidation of t...

  • OFFSHORE PETROLEUM INVESTMENT PARTNERSHIP

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    • Filing Date: December 30, 2024

      Accession Number: 000119312524286871

      Corporate Action: Liquidation

      Summary preview: On December 18, 2024, Offshore Petroleum Investment Partnership completed a sale to CV Energy Corpor...

  • Ultimus Managers Trust

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    • Filing Date: December 30, 2024

      Accession Number: 000158064224007850

      Corporate Action: Liquidation

      Summary preview: Westwood Global Real Estate Fund, a series of Ultimus Managers Trust, has terminated its public offe...

  • CALAMOS CONVERTIBLE & HIGH INCOME FUND

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    • Filing Date: December 27, 2024

      Accession Number: 000110465924132098

      Corporate Action: Liquidation

      Summary preview: The Calamos Convertible & High Income Fund's annual report for the period ending October 31, 2024, d...

  • TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11

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    • Filing Date: December 27, 2024

      Accession Number: 000119312524285733

      Corporate Action: Liquidation

      Summary preview: This supplement dated December 27, 2024, relates to the MassMutual Strategic Emerging Markets Fund a...

  • abrdn Funds

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    • Filing Date: December 23, 2024

      Accession Number: 000110465924131206

      Corporate Action: Liquidation

      Summary preview: This document is a Post-Effective Amendment No. 124 for the registration statement under the Securit...

  • Allego N.V.

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    • Filing Date: December 23, 2024

      Accession Number: 000119312524284216

      Corporate Action: Liquidation

      Summary preview: Allego N.V. is filing Post-Effective Amendment No. 1 to its Registration Statement under the Securit...

  • COLI VUL 2 SERIES ACCOUNT

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    • Filing Date: December 23, 2024

      Accession Number: 000110465924131160

      Corporate Action: Liquidation

      Summary preview: This document serves as a supplement to the Updating Summary Prospectus and Prospectus for the Execu...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131163

      Corporate Action: Liquidation

      Summary preview: This Supplement amends certain details in the variable universal life insurance policy prospectuses....

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131164

      Corporate Action: Liquidation

      Summary preview: This supplement updates certain information regarding the variable universal life insurance policy r...

  • PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT

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    • Filing Date: December 23, 2024

      Accession Number: 000110465924131131

      Corporate Action: Liquidation

      Summary preview: This Supplement updates the Initial Summary Prospectus for the Protective Investors Benefit Advisory...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131137

      Corporate Action: Liquidation

      Summary preview: This document serves as a supplement dated December 23, 2024, to the Initial Summary Prospectus and ...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131133

      Corporate Action: Liquidation

      Summary preview: The document serves as a supplement updating the initial summary prospectus related to Protective® I...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131138

      Corporate Action: Liquidation

      Summary preview: This Supplement updates contract owners regarding the liquidation of the Goldman Sachs Multi-Strateg...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131135

      Corporate Action: Liquidation

      Summary preview: Supplement dated December 23, 2024, to the Initial Summary Prospectus for Protective® Investors Bene...

  • VARIABLE ANNUITY 1 SERIES ACCOUNT

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    • Filing Date: December 23, 2024

      Accession Number: 000110465924131143

      Corporate Action: Liquidation

      Summary preview: This document is a Supplement dated December 23, 2024, which amends certain information in the varia...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131147

      Corporate Action: Liquidation

      Summary preview: On December 23, 2024, a supplement was issued to update the summary prospectus and prospectus for th...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131150

      Corporate Action: Liquidation

      Summary preview: This document serves as a Supplement to the Updating Summary Prospectus and Prospectus dated May 1, ...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131153

      Corporate Action: Liquidation

      Summary preview: This document serves as a Supplement dated December 23, 2024, updating the Summary Prospectus and Pr...

  • VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE

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    • Filing Date: December 23, 2024

      Accession Number: 000110465924131141

      Corporate Action: Liquidation

      Summary preview: This document serves as a supplement to the Initial Summary Prospectus for the Protective® Investors...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131142

      Corporate Action: Liquidation

      Summary preview: This Supplement provides an update regarding the liquidation of the Goldman Sachs Multi-Strategy Alt...

  • VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY

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    • Filing Date: December 23, 2024

      Accession Number: 000110465924131151

      Corporate Action: Liquidation

      Summary preview: This Supplement dated December 23, 2024, amends information related to the variable annuity contract...

    • Filing Date: December 23, 2024

      Accession Number: 000110465924131155

      Corporate Action: Liquidation

      Summary preview: On December 23, 2024, a Supplement to the Updating Summary Prospectus and Prospectus for Variable An...

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