List of Bankruptcies and Liquidations
AB MUNICIPAL INCOME FUND II
View detailsFiling Date: January 13, 2025
Accession Number: 000091957425000324
Corporate Action: Liquidation
Summary preview: The AB Municipal Income Fund II's shareholder meeting originally scheduled for January 13, 2025, has...
Filing Date: December 19, 2024
Accession Number: 000091957424007205
Corporate Action: Liquidation
Summary preview: The document serves as a definitive additional materials proxy statement related to a follow-up noti...
Filing Date: November 26, 2024
Accession Number: 000091957424006900
Corporate Action: Liquidation
Summary preview: AB Municipal Income Fund II is responding to comments from the SEC regarding its preliminary proxy s...
MassMutual Advantage Funds
View detailsFiling Date: March 20, 2025
Accession Number: 000110465925026052
Corporate Action: Liquidation
Summary preview: On March 20, 2025, a supplement was issued for the MassMutual Emerging Markets Debt Blended Total Re...
Filing Date: March 20, 2025
Accession Number: 000110465925026057
Corporate Action: Liquidation
Summary preview: On March 20, 2025, a supplement to the Prospectus for the MassMutual Emerging Markets Debt Blended T...
Filing Date: January 31, 2025
Accession Number: 000110465925008054
Corporate Action: Liquidation
Summary preview: The MassMutual Advantage Funds' Board of Trustees has sanctioned a Plan of Liquidation and Terminati...
SHORE BANCSHARES INC
View detailsFiling Date: March 20, 2025
Accession Number: 000162828025014137
Corporate Action: Liquidation
Summary preview: Shore Bancshares, Inc. reports that its wholly owned subsidiary, Mid-Maryland Title, Inc., is windin...
Achilles Therapeutics plc
View detailsFiling Date: March 19, 2025
Accession Number: 000119312525057835
Corporate Action: Liquidation
Summary preview: On March 19, 2025, Achilles Therapeutics plc filed a post-effective amendment to its Form S-8 regist...
Filing Date: March 19, 2025
Accession Number: 000119312525057840
Corporate Action: Liquidation
Summary preview: Achilles Therapeutics plc filed a Post-Effective Amendment on March 19, 2025, relating to several Re...
Filing Date: March 19, 2025
Accession Number: 000119312525057845
Corporate Action: Liquidation
Summary preview: Achilles Therapeutics plc filed a Post-Effective Amendment related to its Form S-8 Registration Stat...
Filing Date: March 19, 2025
Accession Number: 000119312525057853
Corporate Action: Liquidation
Summary preview: Achilles Therapeutics plc has filed a post-effective amendment to its Form S-8 Registration Statemen...
Filing Date: March 11, 2025
Accession Number: 000119312525051435
Corporate Action: Liquidation
Summary preview: Achilles Therapeutics plc filed a post-effective amendment on March 11, 2025, regarding its registra...
BurgerFi International, Inc.
View detailsFiling Date: March 19, 2025
Accession Number: 000121390025025147
Corporate Action: Liquidation
Summary preview: This Amendment No. 4 amends the Schedule 13D previously filed by the Reporting Persons regarding Bur...
Filing Date: March 18, 2025
Accession Number: 000110465925024589
Corporate Action: Bankruptcy
Summary preview: On March 12, 2025, the United States Bankruptcy Court for the District Court of Delaware confirmed B...
Filing Date: February 25, 2025
Accession Number: 000110465925016659
Corporate Action: Bankruptcy
Summary preview: On February 21, 2025, BurgerFi International, Inc. filed its monthly operating report for January 20...
Filing Date: February 10, 2025
Accession Number: 000110465925010948
Corporate Action: Bankruptcy
Summary preview: BurgerFi International, Inc. and 114 of its subsidiaries have filed for voluntary relief under chapt...
My Racehorse CA LLC
View detailsFiling Date: March 19, 2025
Accession Number: 000168316825001702
Corporate Action: Liquidation
Summary preview: As of March 18, 2025, the Manager of My Racehorse CA LLC, Experiential Squared, Inc., is closing the...
NovaBay Pharmaceuticals, Inc.
View detailsFiling Date: March 19, 2025
Accession Number: 000143774925008439
Corporate Action: Liquidation
Summary preview: NovaBay Pharmaceuticals, Inc. convenes a 2025 Special Meeting of Stockholders on April 16, 2025, to ...
Filing Date: March 11, 2025
Accession Number: 000143774925007045
Corporate Action: Liquidation
Summary preview: On March 5, 2025, NovaBay Pharmaceuticals, Inc. entered into a Confidential Settlement and Release A...
Filing Date: March 7, 2025
Accession Number: 000143774925006556
Corporate Action: Liquidation
Summary preview: On March 4, 2025, NovaBay Pharmaceuticals, Inc. entered into an Engagement Agreement with Lucid Capi...
Filing Date: February 4, 2025
Accession Number: 000143774925002747
Corporate Action: Liquidation
Summary preview: On January 30, 2025, NovaBay Pharmaceuticals reconvened a Special Meeting of Stockholders where stoc...
Filing Date: February 4, 2025
Accession Number: 000143774925002748
Corporate Action: Liquidation
Summary preview: On January 30, 2025, NovaBay Pharmaceuticals, Inc. convened a Reconvened Meeting to vote on the prop...
RSE Collection, LLC
View detailsFiling Date: March 19, 2025
Accession Number: 000168880425000001
Corporate Action: Liquidation
Summary preview: On March 18, 2025, RSE Collection, LLC filed this report to disclose the sale of the 2005 Jordan LeB...
Danimer Scientific, Inc.
View detailsFiling Date: March 18, 2025
Accession Number: 000095017025041367
Corporate Action: Bankruptcy
Summary preview: On March 18, 2025, Danimer Scientific, Inc. and its subsidiaries filed voluntary petitions for Chapt...
Filing Date: February 11, 2025
Accession Number: 000095017025018029
Corporate Action: Bankruptcy
Summary preview: On February 5, 2025, Danimer Scientific, Inc. experienced events of default on its Super Senior Secu...
Golden Growers Cooperative
View detailsFiling Date: March 18, 2025
Accession Number: 000182646625000021
Corporate Action: Liquidation
Summary preview: Golden Growers Cooperative filed its Form 10-K for the fiscal year ended December 31, 2024. This rep...
Filing Date: February 5, 2025
Accession Number: 000143774925002793
Corporate Action: Liquidation
Summary preview: On January 31, 2025, the board of directors of Golden Growers Cooperative concluded that following t...
NUVEEN INVESTMENT FUNDS INC
View detailsFiling Date: March 18, 2025
Accession Number: 000119312525056091
Corporate Action: Liquidation
Summary preview: On March 5, 2025, shareholders of Nuveen Mid Cap Value 1 Fund did not approve the proposed reorganiz...
Filing Date: March 18, 2025
Accession Number: 000119312525056095
Corporate Action: Liquidation
Summary preview: At a special meeting on March 5, 2025, shareholders of Nuveen Mid Cap Value 1 Fund did not approve t...
Whitestone REIT
View detailsFiling Date: March 17, 2025
Accession Number: 000143774925007990
Corporate Action: Bankruptcy
Summary preview: On January 25, 2024, a significant legal ruling was made in favor of Whitestone OP, whereby the Dela...
DZS INC.
View detailsFiling Date: March 14, 2025
Accession Number: 000110168025000021
Corporate Action: Bankruptcy
Summary preview: On March 14, 2025, DZS Inc. (the 'Company') and its wholly-owned subsidiaries DZS Services Inc. and ...
Filing Date: March 4, 2025
Accession Number: 000110168025000019
Corporate Action: Bankruptcy
Summary preview: DZS Inc. announces its intent to evaluate strategic alternatives to maximize value for stakeholders,...
AMERICAN CENTURY ETF TRUST
View detailsFiling Date: March 13, 2025
Accession Number: 000171060725000016
Corporate Action: Liquidation
Summary preview: The Board of Trustees has approved a plan of liquidation for the Avantis Short-Term Fixed Income Fun...
Filing Date: March 13, 2025
Accession Number: 000171060725000017
Corporate Action: Liquidation
Summary preview: The Board of Trustees for American Century ETF Trust has approved a plan for the liquidation of the ...
Filing Date: March 12, 2025
Accession Number: 000171060725000014
Corporate Action: Liquidation
Summary preview: The Board of Trustees has approved the liquidation and termination of the American Century Low Volat...
Filing Date: March 12, 2025
Accession Number: 000171060725000015
Corporate Action: Liquidation
Summary preview: The Board of Trustees has approved the liquidation and termination of the American Century Low Volat...
EA Series Trust
View detailsFiling Date: March 13, 2025
Accession Number: 000159290025000629
Corporate Action: Liquidation
Summary preview: On March 13, 2025, the Board of Trustees of EA Series Trust approved a proposal to liquidate the ARK...
Endo, Inc.
View detailsFiling Date: March 13, 2025
Accession Number: 000200886125000007
Corporate Action: Bankruptcy
Summary preview: Endo, Inc. has filed its 10-K for the fiscal year ended December 31, 2024. The document details the ...
EXCHANGE TRADED CONCEPTS TRUST
View detailsFiling Date: March 13, 2025
Accession Number: 000121390025023744
Corporate Action: Liquidation
Summary preview: Exchange Traded Concepts Trust has approved the termination and liquidation of the JAKOTA K-Pop and ...
Filing Date: March 3, 2025
Accession Number: 000121390025019303
Corporate Action: Liquidation
Summary preview: Exchange Traded Concepts Trust has announced the termination and liquidation of the Vesper U.S. Larg...
Filing Date: February 20, 2025
Accession Number: 000121390025015690
Corporate Action: Liquidation
Summary preview: The document is a supplement dated February 20, 2025, pertaining to the Optica Rare Earths & Critica...
Funds For Institutions Series
View detailsFiling Date: March 13, 2025
Accession Number: 000119312525053922
Corporate Action: Liquidation
Summary preview: Funds For Institutions Series is applying for deregistration due to liquidation. This is an amendmen...
IDEANOMICS, INC.
View detailsFiling Date: March 13, 2025
Accession Number: 000162828025012638
Corporate Action: Bankruptcy
Summary preview: On March 7, 2025, Ideanomics, Inc. and its subsidiaries filed for relief under Chapter 11 of the Ban...
Medicine Man Technologies, Inc.
View detailsFiling Date: March 13, 2025
Accession Number: 000110465925023533
Corporate Action: Bankruptcy
Summary preview: On March 3, 2025, PBS Holdco, LLC, a subsidiary of Medicine Man Technologies, Inc., failed to make a...
Natixis Funds Trust I
View detailsFiling Date: March 13, 2025
Accession Number: 000119312525053920
Corporate Action: Liquidation
Summary preview: On March 13, 2025, the Board of Trustees of Natixis Funds Trust I approved a Plan of Liquidation for...
Natixis Funds Trust IV
View detailsFiling Date: March 13, 2025
Accession Number: 000119312525053914
Corporate Action: Liquidation
Summary preview: On March 13, 2025, the Board of Trustees of Natixis Funds Trust IV approved a Plan of Liquidation fo...
READY ASSETS GOVERNMENT LIQUIDITY FUND
View detailsFiling Date: March 13, 2025
Accession Number: 000119312525053933
Corporate Action: Liquidation
Summary preview: Ready Assets Government Liquidity Fund has filed for deregistration with the SEC primarily due to li...
Ready Assets U.S. Treasury Money Fund
View detailsFiling Date: March 13, 2025
Accession Number: 000119312525053950
Corporate Action: Liquidation
Summary preview: Ready Assets U.S. Treasury Money Fund is applying for deregistration due to liquidation. The fund ob...
RETIREMENT SERIES TRUST
View detailsFiling Date: March 13, 2025
Accession Number: 000119312525053939
Corporate Action: Liquidation
Summary preview: Retirement Series Trust has filed an application for deregistration due to liquidation. The decision...
SK Growth Opportunities Corp
View detailsFiling Date: March 12, 2025
Accession Number: 000121390025022951
Corporate Action: Liquidation
Summary preview: SK Growth Opportunities Corporation is holding an extraordinary general meeting on March 27, 2025, t...