List of Bankruptcies and Liquidations
LEHMAN ABS CORP BACKED TRUST CERTS SER 2001-8
View detailsFiling Date: February 20, 2025
Accession Number: 000119312525030726
Corporate Action: Bankruptcy
Summary preview: This document is an annual report for the Corporate Backed Trust Certificates, Series 2001-8 Trust f...
Akoustis Technologies, Inc.
View detailsFiling Date: February 14, 2025
Accession Number: 000121390025014314
Corporate Action: Bankruptcy
Summary preview: Akoustis Technologies, Inc. filed a Notification of Late Filing on Form NT 10-Q due to circumstances...
Filing Date: December 16, 2024
Accession Number: 000121390024109364
Corporate Action: Bankruptcy
Summary preview: On December 16, 2024, Akoustis Technologies, Inc. filed for Chapter 11 bankruptcy along with certain...
FIDELITY ADVISOR SERIES VII
View detailsFiling Date: February 14, 2025
Accession Number: 000031570025000008
Corporate Action: Liquidation
Summary preview: The Board of Trustees of Fidelity Advisor® Global Real Estate Fund approved a plan of liquidation on...
Filing Date: January 17, 2025
Accession Number: 000031570025000003
Corporate Action: Liquidation
Summary preview: On January 15, 2025, the Board of Trustees approved a plan of liquidation for the Fidelity Advisor® ...
Filing Date: January 17, 2025
Accession Number: 000031570025000004
Corporate Action: Liquidation
Summary preview: On January 15, 2025, the Board of Trustees approved a plan of liquidation for the Fidelity Advisor® ...
FIDELITY PURITAN TRUST
View detailsFiling Date: February 14, 2025
Accession Number: 000113322825001100
Corporate Action: Liquidation
Summary preview: FIDELITY PURITAN TRUST has filed an updated registration under FORM N-14 for the proposed liquidatio...
Filing Date: January 7, 2025
Accession Number: 000113322825000223
Corporate Action: Liquidation
Summary preview: This document serves as a registration statement under the Securities Act of 1933 for Fidelity Purit...
FIDELITY SECURITIES FUND
View detailsFiling Date: February 14, 2025
Accession Number: 000113322825001098
Corporate Action: Liquidation
Summary preview: On February 14, 2025, Fidelity Securities Fund filed a Registration Statement under the Securities A...
Filing Date: January 7, 2025
Accession Number: 000113322825000221
Corporate Action: Liquidation
Summary preview: This filing contains a registration statement under the Securities Act of 1933 for Fidelity Securiti...
GOLDMAN SACHS TRUST
View detailsFiling Date: February 14, 2025
Accession Number: 000119312525026998
Corporate Action: Liquidation
Summary preview: On February 14, 2025, Goldman Sachs Trust filed a supplement detailing the liquidation of the Goldma...
Filing Date: February 14, 2025
Accession Number: 000119312525027003
Corporate Action: Liquidation
Summary preview: The Board of Trustees of Goldman Sachs Trust approved the liquidation of the Goldman Sachs Global Re...
Mynaric AG
View detailsFiling Date: February 14, 2025
Accession Number: 000149315225006587
Corporate Action: Bankruptcy
Summary preview: On February 7, 2025, Mynaric AG submitted a notification to the local court of Munich regarding its ...
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
View detailsFiling Date: February 14, 2025
Accession Number: 000110465925013722
Corporate Action: Liquidation
Summary preview: This document serves as a supplement to the Statutory Prospectus dated May 1, 2024, for the M Vision...
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
View detailsFiling Date: February 14, 2025
Accession Number: 000110465925013729
Corporate Action: Liquidation
Summary preview: This supplement announces the liquidation of the Invesco Nasdaq 100 Buffer Funds by April 30, 2025. ...
Filing Date: February 14, 2025
Accession Number: 000110465925013759
Corporate Action: Liquidation
Summary preview: Supplement dated February 14, 2025, to the Statutory Prospectus for Pacific Advisory Variable Annuit...
Filing Date: February 14, 2025
Accession Number: 000110465925013775
Corporate Action: Liquidation
Summary preview: This supplement announces liquidations of the Invesco Nasdaq 100 Buffer Funds, which will take place...
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
View detailsFiling Date: February 14, 2025
Accession Number: 000110465925013727
Corporate Action: Liquidation
Summary preview: This supplement announces the liquidation of the Invesco Nasdaq 100 Buffer Funds, which include the ...
Filing Date: February 14, 2025
Accession Number: 000110465925013732
Corporate Action: Liquidation
Summary preview: This supplement announces the liquidation of several Invesco Nasdaq 100 Buffer Funds, effective Apri...
Filing Date: February 14, 2025
Accession Number: 000110465925013739
Corporate Action: Liquidation
Summary preview: This supplement announces various underlying Fund liquidations, specifically the Invesco Nasdaq 100 ...
Filing Date: February 14, 2025
Accession Number: 000110465925013745
Corporate Action: Liquidation
Summary preview: This Supplement announces the liquidation of several Invesco Nasdaq 100 Buffer Funds, specifically t...
Filing Date: February 14, 2025
Accession Number: 000110465925013751
Corporate Action: Liquidation
Summary preview: This document serves as a supplement dated February 14, 2025, to the prospectuses for various variab...
SIFCO INDUSTRIES INC
View detailsFiling Date: February 14, 2025
Accession Number: 000009016825000012
Corporate Action: Liquidation
Summary preview: SIFCO Industries, Inc. completed the sale of its European operations on October 1, 2024, effectively...
Woodbridge Liquidation Trust
View detailsFiling Date: February 14, 2025
Accession Number: 000114036125004901
Corporate Action: Liquidation
Summary preview: Woodbridge Liquidation Trust, formed under Delaware law, is in the process of liquidating its assets...
ALTABA INC.
View detailsFiling Date: February 13, 2025
Accession Number: 000119312525026051
Corporate Action: Liquidation
Summary preview: Altaba Inc. is reported as an independent closed-end management investment company that has undergon...
CPG Cooper Square International Equity, LLC
View detailsFiling Date: February 13, 2025
Accession Number: 000113743925000076
Corporate Action: Liquidation
Summary preview: CPG Cooper Square International Equity, LLC is applying for deregistration due to liquidation. The b...
ALPINE 4 HOLDINGS, INC.
View detailsFiling Date: February 12, 2025
Accession Number: 000109690625000145
Corporate Action: Liquidation
Summary preview: Alpine 4 Holdings, Inc. has announced its decision to cease operations and liquidate following exten...
Container Store Group, Inc.
View detailsFiling Date: February 12, 2025
Accession Number: 000160435025000011
Corporate Action: Bankruptcy
Summary preview: On January 28, 2025, Container Store Group, Inc. emerged from chapter 11 bankruptcy protection. As p...
Filing Date: January 29, 2025
Accession Number: 000110465925007267
Corporate Action: Bankruptcy
Summary preview: On January 24, 2025, the Bankruptcy Court confirmed a joint plan of reorganization for The Container...
Filing Date: January 24, 2025
Accession Number: 000110465925005990
Corporate Action: Bankruptcy
Summary preview: The Container Store Group, Inc. is filing a Post-Effective Amendment to Registration Statement No. 3...
Filing Date: January 24, 2025
Accession Number: 000110465925005991
Corporate Action: Bankruptcy
Summary preview: The Container Store Group, Inc. filed a post-effective amendment to deregister all unsold or unissue...
Filing Date: January 24, 2025
Accession Number: 000110465925005992
Corporate Action: Bankruptcy
Summary preview: The Container Store Group, Inc. is filing Post-Effective Amendments to deregister securities under f...
Hillman Solutions Corp.
View detailsFiling Date: February 12, 2025
Accession Number: 000182249225000037
Corporate Action: Bankruptcy
Summary preview: Hillman Solutions Corp. acknowledges receipt of a comment letter from the SEC dated February 12, 202...
NATIONAL FINANCIAL SERVICES LLC /TA
View detailsFiling Date: February 12, 2025
Accession Number: 000113370225000001
Corporate Action: Bankruptcy
Summary preview: On June 12, 2023, the Official Committee of Equity Security Holders for the Sorrento Therapeutics, I...
Nuburu, Inc.
View detailsFiling Date: February 12, 2025
Accession Number: 000095017025018998
Corporate Action: Bankruptcy
Summary preview: Nuburu, Inc. reported that on February 6, 2025, it received a notice from the representative of inve...
Amplify ETF Trust
View detailsFiling Date: February 11, 2025
Accession Number: 000121390025012228
Corporate Action: Liquidation
Summary preview: On February 11, 2025, the Board of Trustees of Amplify ETF Trust voted to terminate and liquidate th...
Filing Date: February 11, 2025
Accession Number: 000121390025012230
Corporate Action: Liquidation
Summary preview: On February 11, 2025, the Board of Trustees of Amplify ETF Trust voted to terminate and liquidate th...
Filing Date: January 8, 2025
Accession Number: 000121390025001808
Corporate Action: Liquidation
Summary preview: On January 7, 2025, the Board of Trustees of Amplify ETF Trust approved the termination and liquidat...
Tidal Trust II
View detailsFiling Date: February 11, 2025
Accession Number: 000199937125001523
Corporate Action: Liquidation
Summary preview: Tidal Trust II, through its investment advisers Tidal Investments LLC and Plato’s Philosophy LLC, ha...
Filing Date: February 10, 2025
Accession Number: 000183988225008127
Corporate Action: Liquidation
Summary preview: On February 10, 2025, a supplement was issued for the CNIC ICE U.S. Carbon Neutral Power Futures Ind...
Filing Date: February 7, 2025
Accession Number: 000199937125001378
Corporate Action: Liquidation
Summary preview: On February 7, 2025, Tidal Investments LLC informed the Board of Trustees of Tidal Trust II of the r...
Filing Date: February 3, 2025
Accession Number: 000183988225006066
Corporate Action: Liquidation
Summary preview: Tidal Trust II's Octane All-Cap Value Energy ETF (OCTA) has announced its impending liquidation foll...
Avinger Inc
View detailsFiling Date: February 10, 2025
Accession Number: 000143774925003321
Corporate Action: Liquidation
Summary preview: On February 5, 2025, Avinger, Inc. held a Special Meeting of Stockholders where stockholders approve...
Filing Date: February 5, 2025
Accession Number: 000143774925002911
Corporate Action: Liquidation
Summary preview: On February 5, 2025, Avinger, Inc. held its adjourned special meeting of stockholders, originally sc...
Filing Date: January 13, 2025
Accession Number: 000143774925000890
Corporate Action: Liquidation
Summary preview: Avinger, Inc. is proposing a voluntary dissolution and liquidation of the company, which is pending ...
Filing Date: December 23, 2024
Accession Number: 000143774924038224
Corporate Action: Liquidation
Summary preview: Avinger Inc. is holding a Special Meeting of Stockholders on January 24, 2025, to approve an Assignm...
Filing Date: December 13, 2024
Accession Number: 000143774924037484
Corporate Action: Liquidation
Summary preview: On December 11, 2024, Avinger Inc announced a potential assignment for the benefit of creditors, lea...
ALPS Series Trust
View detailsFiling Date: February 7, 2025
Accession Number: 000139834425002152
Corporate Action: Liquidation
Summary preview: On February 6, 2025, the Board of Trustees of the ALPS Series Trust decided to close and liquidate t...
Ashmore Funds
View detailsFiling Date: February 7, 2025
Accession Number: 000119312525022772
Corporate Action: Liquidation
Summary preview: On February 5, 2025, the Board of Trustees of Ashmore Funds approved a plan of liquidation for the A...
BP4 S.r.l.
View detailsFiling Date: February 7, 2025
Accession Number: 000095017025016057
Corporate Action: Liquidation
Summary preview: Bp4 S.r.l. is currently undertaking a voluntary liquidation under Italian law as of February 1, 2025...