List of Mergers and Acquisitions
Medirom Healthcare Technologies Inc.
View detailsFiling Date: September 25, 2024
Accession Number: 000110465924102555
Corporate Action: Acquisition
Summary preview: Medirom Healthcare Technologies Inc. has responded to a comment letter from the SEC concerning their...
VALUED ADVISERS TRUST
View detailsFiling Date: September 24, 2024
Accession Number: 000158064224005715
Corporate Action: Acquisition
Summary preview: Valued Advisers Trust filed a preliminary proxy statement regarding a special meeting of shareholder...
Yuenglings Ice Cream Corp
View detailsFiling Date: September 11, 2024
Accession Number: 000182912624006218
Corporate Action: Acquisition
Summary preview: Yuengling’s Ice Cream Corp filed a response to SEC comments dated June 12, 2024, regarding its Form ...
FIDELITY SUMMER STREET TRUST
View detailsFiling Date: September 5, 2024
Accession Number: 000022532224000308
Corporate Action: Merger
Summary preview: The document discusses the upcoming merger between Fidelity SAI Sustainable Future Fund and Fidelity...
Filing Date: August 8, 2024
Accession Number: 000113322824007542
Corporate Action: Merger
Summary preview: Fidelity Summer Street Trust has filed a registration statement under Form N-14 concerning the reorg...
Roth CH Acquisition V Co.
View detailsFiling Date: May 10, 2024
Accession Number: 000110465924060101
Corporate Action: Merger
Summary preview: On May 10, 2024, Roth CH Acquisition V Co. filed Amendment No. 1 to their Registration Statement on ...
HC CAPITAL TRUST
View detailsFiling Date: March 15, 2024
Accession Number: 000110465924034906
Corporate Action: Merger
Summary preview: On March 15, 2024, HC Capital Trust filed a registration statement under the Securities Act of 1933 ...
Investment Managers Series Trust III
View detailsFiling Date: January 30, 2024
Accession Number: 000110465924008245
Corporate Action: Merger
Summary preview: This document outlines responses to comments from the SEC regarding the registration statement on Fo...
Filing Date: December 27, 2023
Accession Number: 000110465923129760
Corporate Action: Merger
Summary preview: The document is a registration statement for FPA Funds Trust, filing Form N-14 with the SEC to solic...
SEQUANS COMMUNICATIONS
View detailsFiling Date: October 4, 2023
Accession Number: 000119312523250762
Corporate Action: Acquisition
Summary preview: On October 4, 2023, Sequans Communications submitted responses to the SEC regarding previous comment...
Advanced Biomed Inc.
View detailsFiling Date: July 18, 2023
Accession Number: 000157587223001182
Corporate Action: Acquisition
Summary preview: On July 18, 2023, Advanced Biomed Inc. submitted a letter responding to comments from the SEC regard...
TPG Twin Brook Capital Income Fund
View detailsFiling Date: June 16, 2023
Accession Number: 000191372423000068
Corporate Action: Merger
Summary preview: This document concerns the AG Twin Brook Capital Income Fund and AG Twin Brook BDC, Inc. responding ...
Radiopharm Theranostics Ltd
View detailsFiling Date: April 14, 2023
Accession Number: 000121390023029665
Corporate Action: Acquisition
Summary preview: Radiopharm Theranostics Limited is filing an amendment in response to comments from the U.S. Securit...
STONE RIDGE TRUST
View detailsFiling Date: September 11, 2020
Accession Number: 000119312520243879
Corporate Action: Merger
Summary preview: On September 11, 2020, a letter was filed by Stone Ridge All Asset Variance Risk Premium Fund, part ...
Filing Date: August 13, 2020
Accession Number: 000119312520219252
Corporate Action: Merger
Summary preview: Stone Ridge Trust is proposing to reorganize the Stone Ridge All Asset Variance Risk Premium Fund (E...
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
View detailsFiling Date: March 8, 2019
Accession Number: 000001260119000040
Corporate Action: Merger
Summary preview: Principal Variable Contracts Funds Inc. has filed Form N-14 to seek shareholder approval for a reorg...
FSI Low Beta Absolute Return Fund
View detailsFiling Date: September 12, 2018
Accession Number: 000139834418013503
Corporate Action: Acquisition
Summary preview: On September 12, 2018, FSI Low Beta Absolute Return Fund confirmed receipt of comments from the SEC ...