M&A - EMCORE CORP
Form Type: 8-K
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019002
Filing Summary: On February 28, 2025, EMCORE Corporation completed a merger with Velocity One Holdings, LP, where EMCORE merged into Velocity Merger Sub, Inc., becoming an indirect wholly owned subsidiary of Velocity One. Each share of EMCORE common stock was converted into a cash payment of $3.10, except for certain excluded shares. The merger also resulted in the cancellation of restricted stock awards and stock options in favor of cash payments based on the merger consideration. Additionally, trading of the EMCORE common stock was suspended on the Nasdaq following the completion of the merger, and EMCORE intends to terminate its registration under the Securities Exchange Act of 1934. As a result of the merger, there was a change in control of the company, leading to the departure of its existing board members, and the company's certificate of incorporation and bylaws were amended and restated completely.
Document Link: View Document
Additional details:
Merger Date: 2025-02-28
Merger Consideration: 3.10
Trading Symbol: EMKR
Exchange: The Nasdaq Stock Market LLC
Amended Certificate Of Incorporation: yes
Amended Bylaws: yes
Departing Directors: ["Matthew Vargas","Cletus C. Glasener","Bruce E. Grooms","Jeffrey J. Roncka","David Rodgers"]
Form Type: POS AM
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019005
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister unsold securities under its Registration Statement (No. 333-281141) as a result of a merger with Velocity One Holdings, LP and its subsidiary. The merger involved Merger Sub merging with EMCORE Corporation, which continues as the surviving entity and becomes an indirect wholly owned subsidiary of Parent. Consequently, the company is terminating all offerings of its securities and deregistering any shares of Common Stock that remain unsold. This follows the registration statement's effectiveness on August 9, 2024, related to the resale of up to 1,810,528 shares of EMCORE's common stock.
Document Link: View Document
Additional details:
Registration Number: 333-281141
Merger Date: 2025-02-28
Parent Company: Velocity One Holdings, LP
Subsidiary Company: Aerosphere Power Inc.
Merger Sub Company: Velocity Merger Sub, Inc.
Former Sales Shares: 1,810,528
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019009
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all shares of its common stock that remain unsold under various prior S-8 registration statements. The filing follows a merger where EMCORE Corporation merged with Velocity One Holdings, LP and its subsidiaries, resulting in EMCORE continuing as a surviving corporation wholly owned by the Parent. The deregistration of securities is in connection with the delisting and compliance with the Securities Exchange Act of 1934, ceasing all offerings of its securities. The amendment acts to remove unsold shares from registration, ensuring that no shares will remain registered for sale after the effectiveness of the amendment.
Document Link: View Document
Additional details:
Registration Statement Numbers: 333-278486, 333-270494, 333-266726, 333-264752, 333-261493, 333-171929, 333-185699, 333-230709, 333-217799, 333-211912, 333-197179, 333-189451, 333-185698, 333-175777, 333-160368, 333-160360, 333-159769, 333-132318, 333-132317, 333-118076, 333-118074, 333-60816, 333-37306, 333-27507, 333-45827, 333-39547, 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019010
Filing Summary: On February 28, 2025, EMCORE Corporation completed a merger with Velocity One Holdings, LP, a Delaware limited partnership. Following the merger, EMCORE became an indirect wholly owned subsidiary of Velocity One Holdings. This Post-Effective Amendment to the Form S-8 is filed to deregister all unsold shares of EMCORE's common stock from various previous registration statements. As part of the merger and the subsequent delisting of its securities under the Securities Exchange Act of 1934, EMCORE is terminating all offerings of its securities associated with existing registration statements. This registration amendment aims to ensure that no shares of common stock will remain registered for sale under the previous registration statements upon its effectiveness.
Document Link: View Document
Additional details:
Registration Statement No: 333-278486
Registration Statement No: 333-270494
Registration Statement No: 333-266726
Registration Statement No: 333-264752
Registration Statement No: 333-261493
Registration Statement No: 333-175777
Registration Statement No: 333-185699
Registration Statement No: 333-230709
Registration Statement No: 333-217799
Registration Statement No: 333-211912
Registration Statement No: 333-197179
Registration Statement No: 333-189451
Registration Statement No: 333-185698
Registration Statement No: 333-171929
Registration Statement No: 333-160368
Registration Statement No: 333-160360
Registration Statement No: 333-159769
Registration Statement No: 333-132318
Registration Statement No: 333-132317
Registration Statement No: 333-118076
Registration Statement No: 333-118074
Registration Statement No: 333-60816
Registration Statement No: 333-37306
Registration Statement No: 333-27507
Registration Statement No: 333-45827
Registration Statement No: 333-39547
Registration Statement No: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019012
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all unsold shares of its common stock under several previous S-8 Registration Statements. The filing is linked to the completion of a merger in which EMCORE Corporation merged with Velocity Merger Sub, Inc., resulting in EMCORE continuing as the surviving entity and an indirect wholly owned subsidiary of Velocity One Holdings, LP. This merger necessitates the termination of all offerings of EMCORE's securities under its registration statements and deregistration of any shares that remain unsold at the effective time of the amendment.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Registration Statement Number: 333-270494
Registration Statement Number: 333-266726
Registration Statement Number: 333-264752
Registration Statement Number: 333-261493
Registration Statement Number: 333-175777
Registration Statement Number: 333-185699
Registration Statement Number: 333-230709
Registration Statement Number: 333-217799
Registration Statement Number: 333-211912
Registration Statement Number: 333-197179
Registration Statement Number: 333-189451
Registration Statement Number: 333-185698
Registration Statement Number: 333-171929
Registration Statement Number: 333-160368
Registration Statement Number: 333-160360
Registration Statement Number: 333-159769
Registration Statement Number: 333-132318
Registration Statement Number: 333-132317
Registration Statement Number: 333-118076
Registration Statement Number: 333-118074
Registration Statement Number: 333-60816
Registration Statement Number: 333-37306
Registration Statement Number: 333-27507
Registration Statement Number: 333-45827
Registration Statement Number: 333-39547
Registration Statement Number: 333-36445
Registration Statement Number: 333-27507
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019013
Filing Summary: On February 28, 2025, EMCORE Corporation merged with Velocity One Holdings, LP, resulting in EMCORE becoming an indirect wholly owned subsidiary of Parent. This document presents a Post-Effective Amendment filed to deregister all unsold shares of EMCORE’s common stock under various previously filed Registration Statements. The merger officially concludes the Registrant's offerings and results in the termination of its securities registrations. The document lists multiple registration numbers and details the deregistration of shares remaining unsold at the termination date, providing clarity on the operational changes following the merger that affect common stock registrations. EMCORE Corporation filed this amendment in compliance with the Securities Act of 1933 requirements, ensuring a legally recognized process in light of the merger.
Document Link: View Document
Additional details:
Registration Statement No: 333-278486
Shares Registered: 789,000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-270494
Shares Registered: 1,549,000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-266726
Shares Registered: 380,000
Plan Name: 2022 New Employee Inducement Plan
Registration Statement No: 333-264752
Shares Registered: 1,900,000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-261493
Shares Registered: 2,138,000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-175777
Shares Registered: 3,000,000
Plan Name: 2010 Equity Incentive Plan
Registration Statement No: 333-185699
Shares Registered: 1,000,000
Plan Name: 2012 Equity Incentive Plan
Registration Statement No: 333-230709
Shares Registered: 1,796,000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-217799
Shares Registered: 2,400,000
Plan Name: 2012 Equity Incentive Plan
Registration Statement No: 333-211912
Shares Registered: 500,000
Plan Name: 2012 Equity Incentive Plan
Registration Statement No: 333-197179
Shares Registered: 1,000,000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement No: 333-189451
Shares Registered: 250,000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement No: 333-185698
Shares Registered: 500,000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement No: 333-171929
Shares Registered: 4,000,000
Plan Name: 2010 Equity Incentive Plan
Registration Statement No: 333-160368
Shares Registered: 6,500,000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-160360
Shares Registered: 2,500,000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement No: 333-159769
Shares Registered: $750,000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement No: 333-132318
Shares Registered: 1,000,000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement No: 333-132317
Shares Registered: 2,500,000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-118076
Shares Registered: 2,100,000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-118074
Shares Registered: $250,000
Plan Name: Directors’ Stock Award Plan
Registration Statement No: 333-60816
Shares Registered: 4,750,000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-37306
Shares Registered: 725,000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-45827
Shares Registered: 200,996
Plan Name: MicroOptical Devices, Inc. 1996 Stock Option Plan
Registration Statement No: 333-39547
Shares Registered: $281,250
Plan Name: Directors’ Stock Award Plan
Registration Statement No: 333-36445
Shares Registered: $800,000
Plan Name: 401(k) Plan
Registration Statement No: 333-27507
Shares Registered: 647,059
Plan Name: 1995 Incentive and Non-Statutory Option Plan
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019014
Filing Summary: On February 28, 2025, EMCORE Corporation completed a merger with Velocity One Holdings, LP and its subsidiaries, resulting in EMCORE becoming an indirect wholly owned subsidiary of Velocity One. This merger led to the deregistration of the company’s securities under the Securities Exchange Act, prompting the termination of all securities offerings under existing registration statements. The Post-Effective Amendment is filed to deregister any unsold shares of common stock across multiple filed registration statements. This consolidation process includes the deregistration of shares from plans like the 2019 Equity Incentive Plan, among others, effectively concluding the availability of shares for sale and terminating their registration status.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Registration Statement Number: 333-270494
Registration Statement Number: 333-266726
Registration Statement Number: 333-264752
Registration Statement Number: 333-261493
Registration Statement Number: 333-171929
Registration Statement Number: 333-185699
Registration Statement Number: 333-230709
Registration Statement Number: 333-217799
Registration Statement Number: 333-211912
Registration Statement Number: 333-197179
Registration Statement Number: 333-189451
Registration Statement Number: 333-185698
Registration Statement Number: 333-175777
Registration Statement Number: 333-160368
Registration Statement Number: 333-160360
Registration Statement Number: 333-159769
Registration Statement Number: 333-132318
Registration Statement Number: 333-132317
Registration Statement Number: 333-118076
Registration Statement Number: 333-118074
Registration Statement Number: 333-60816
Registration Statement Number: 333-37306
Registration Statement Number: 333-27507
Registration Statement Number: 333-45827
Registration Statement Number: 333-39547
Registration Statement Number: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019015
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all unsold shares of its common stock under multiple previous S-8 registration statements. This action follows the completion of a merger with Velocity One Holdings, LP, whereby its subsidiary Velocity Merger Sub, Inc. merged into EMCORE, making the registrant an indirect wholly owned subsidiary of Velocity One Holdings. The merger implications include a delisting of EMCORE's securities and a termination of its offerings under the Securities Act of 1933. The registration statements identified various plans under which common stock had been registered, including equity incentive plans and employee stock purchase plans. With this filing, EMCORE assured that no shares of common stock remain registered for sale under the terminated registration statements as of the effectiveness of this amendment.
Document Link: View Document
Additional details:
Registration Statement No: 333-278486
Registration Statement No: 333-270494
Registration Statement No: 333-266726
Registration Statement No: 333-264752
Registration Statement No: 333-261493
Registration Statement No: 333-175777
Registration Statement No: 333-185699
Registration Statement No: 333-230709
Registration Statement No: 333-217799
Registration Statement No: 333-211912
Registration Statement No: 333-197179
Registration Statement No: 333-189451
Registration Statement No: 333-185698
Registration Statement No: 333-171929
Registration Statement No: 333-160368
Registration Statement No: 333-160360
Registration Statement No: 333-159769
Registration Statement No: 333-132318
Registration Statement No: 333-132317
Registration Statement No: 333-118076
Registration Statement No: 333-118074
Registration Statement No: 333-60816
Registration Statement No: 333-37306
Registration Statement No: 333-27507
Registration Statement No: 333-45827
Registration Statement No: 333-39547
Registration Statement No: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019016
Filing Summary: On February 28, 2025, EMCORE Corporation underwent a merger with Velocity One Holdings, LP and its wholly owned subsidiary. Following the merger, EMCORE became an indirect wholly owned subsidiary of Velocity One Holdings. This Post-Effective Amendment is filed to deregister all shares of EMCORE's common stock that remain unsold under various previous Registration Statements due to the termination of the offerings related to its securities. The document also certifies that EMCORE meets all requirements for filing on Form S-8 and confirms the termination of all existing securities offerings under the Securities Act of 1933, as per the agreements in connection with the merger.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Shares Registered: 789,000
Registration Statement Number: 333-270494
Shares Registered: 1,549,000
Registration Statement Number: 333-266726
Shares Registered: 380,000
Registration Statement Number: 333-264752
Shares Registered: 1,900,000
Registration Statement Number: 333-261493
Shares Registered: 2,138,000
Registration Statement Number: 333-175777
Shares Registered: 3,000,000
Registration Statement Number: 333-230709
Shares Registered: 1,796,000
Registration Statement Number: 333-217799
Shares Registered: 2,400,000
Registration Statement Number: 333-211912
Shares Registered: 500,000
Registration Statement Number: 333-197179
Shares Registered: 1,000,000
Registration Statement Number: 333-189451
Shares Registered: 250,000
Registration Statement Number: 333-185698
Shares Registered: 500,000
Registration Statement Number: 333-171929
Shares Registered: 4,000,000
Registration Statement Number: 333-160368
Shares Registered: 6,500,000
Registration Statement Number: 333-160360
Shares Registered: 2,500,000
Registration Statement Number: 333-159769
Shares Registered: 750,000
Registration Statement Number: 333-132318
Shares Registered: 1,000,000
Registration Statement Number: 333-132317
Shares Registered: 2,500,000
Registration Statement Number: 333-118076
Shares Registered: 2,100,000
Registration Statement Number: 333-118074
Shares Registered: 250,000
Registration Statement Number: 333-60816
Shares Registered: 4,750,000
Registration Statement Number: 333-37306
Shares Registered: 725,000
Registration Statement Number: 333-45827
Shares Registered: 200,996
Registration Statement Number: 333-39547
Shares Registered: 281,250
Registration Statement Number: 333-36445
Shares Registered: 800,000
Registration Statement Number: 333-27507
Shares Registered: 647,059
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019017
Filing Summary: On February 28, 2025, EMCORE Corporation, a New Jersey corporation, executed a merger with Velocity One Holdings, LP and its subsidiaries, resulting in EMCORE becoming an indirect wholly owned subsidiary of Velocity One. The merger was completed as stipulated in the Agreement and Plan of Merger dated November 7, 2024. Consequently, EMCORE will terminate all offerings of its securities under existing registration statements pursuant to the Securities Act of 1933. This Post-Effective Amendment serves to deregister any shares of common stock that remain unsold under prior registration statements. The registration statements listed include multiple acknowledgments spanning back to 1997, covering equity incentive plans and stock purchase plans. Following the deregistration, no shares will remain registered for sale under these statements.
Document Link: View Document
Additional details:
Registration Statement No: 333-278486
Registration Statement No: 333-270494
Registration Statement No: 333-266726
Registration Statement No: 333-264752
Registration Statement No: 333-261493
Registration Statement No: 333-175777
Registration Statement No: 333-185699
Registration Statement No: 333-230709
Registration Statement No: 333-217799
Registration Statement No: 333-211912
Registration Statement No: 333-197179
Registration Statement No: 333-189451
Registration Statement No: 333-185698
Registration Statement No: 333-171929
Registration Statement No: 333-160368
Registration Statement No: 333-160360
Registration Statement No: 333-159769
Registration Statement No: 333-132318
Registration Statement No: 333-132317
Registration Statement No: 333-118076
Registration Statement No: 333-118074
Registration Statement No: 333-60816
Registration Statement No: 333-37306
Registration Statement No: 333-27507
Registration Statement No: 333-45827
Registration Statement No: 333-39547
Registration Statement No: 333-36445
Registration Statement No: 333-27507
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019018
Filing Summary: On February 28, 2025, EMCORE Corporation, a New Jersey corporation, completed a merger with Velocity One Holdings, LP and its subsidiaries, wherein Merger Sub merged with and into EMCORE, with EMCORE continuing as the surviving entity and an indirect wholly owned subsidiary of Velocity One Holdings. The post-effective amendment submitted is to deregister shares of the common stock that were not sold under various previous registration statements. As a result of the merger and subsequent deregistration under the Securities Exchange Act of 1934, EMCORE is terminating all offerings of its securities and effectively removing any unsold securities from registration. Upon the effectiveness of this post-effective amendment, no shares of common stock will remain registered for sale under the Registration Statements, marking a significant change in the company’s operational structure and compliance obligations.
Document Link: View Document
Additional details:
Registration Numbers: 333-278486
Registration Numbers: 333-270494
Registration Numbers: 333-266726
Registration Numbers: 333-264752
Registration Numbers: 333-261493
Registration Numbers: 333-175777
Registration Numbers: 333-185699
Registration Numbers: 333-230709
Registration Numbers: 333-217799
Registration Numbers: 333-211912
Registration Numbers: 333-197179
Registration Numbers: 333-189451
Registration Numbers: 333-185698
Registration Numbers: 333-171929
Registration Numbers: 333-160368
Registration Numbers: 333-160360
Registration Numbers: 333-159769
Registration Numbers: 333-132318
Registration Numbers: 333-132317
Registration Numbers: 333-118076
Registration Numbers: 333-118074
Registration Numbers: 333-60816
Registration Numbers: 333-37306
Registration Numbers: 333-27507
Registration Numbers: 333-45827
Registration Numbers: 333-39547
Registration Numbers: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019020
Filing Summary: On February 28, 2025, EMCORE Corporation engaged in a merger with Velocity One Holdings, LP, where Merger Sub merged with and into EMCORE, making EMCORE an indirect wholly owned subsidiary of Parent. This merger resulted in EMCORE terminating all offerings of its securities under existing registration statements with the SEC and the deregistration of shares of its Common Stock that remain unsold. The document also serves as a Post-Effective Amendment to terminate the effectiveness of these Registration Statements as stipulated by the legal requirements under the Securities Act of 1933.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Registration Statement Number: 333-270494
Registration Statement Number: 333-266726
Registration Statement Number: 333-264752
Registration Statement Number: 333-261493
Registration Statement Number: 333-175777
Registration Statement Number: 333-185699
Registration Statement Number: 333-230709
Registration Statement Number: 333-217799
Registration Statement Number: 333-211912
Registration Statement Number: 333-197179
Registration Statement Number: 333-189451
Registration Statement Number: 333-185698
Registration Statement Number: 333-171929
Registration Statement Number: 333-160368
Registration Statement Number: 333-160360
Registration Statement Number: 333-159769
Registration Statement Number: 333-132318
Registration Statement Number: 333-132317
Registration Statement Number: 333-118076
Registration Statement Number: 333-118074
Registration Statement Number: 333-60816
Registration Statement Number: 333-37306
Registration Statement Number: 333-27507
Registration Statement Number: 333-45827
Registration Statement Number: 333-39547
Registration Statement Number: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019021
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all unsold shares of its common stock under various previously filed Form S-8 Registration Statements. This action follows a merger where Merger Sub merged with EMCORE Corporation, resulting in EMCORE continuing as a wholly owned subsidiary of Velocity One Holdings, LP. The document details the specific Registration Statements with their respective filing dates and shares registered, and confirms the termination of all offerings of its securities due to the merger.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Shares Registered: 789000
Registration Statement Number: 333-270494
Shares Registered: 1549000
Registration Statement Number: 333-266726
Shares Registered: 380000
Registration Statement Number: 333-264752
Shares Registered: 1900000
Registration Statement Number: 333-261493
Shares Registered: 2138000
Registration Statement Number: 333-175777
Shares Registered: 3000000
Registration Statement Number: 333-185699
Shares Registered: 1000000
Registration Statement Number: 333-230709
Shares Registered: 1796000
Registration Statement Number: 333-217799
Shares Registered: 2400000
Registration Statement Number: 333-211912
Shares Registered: 500000
Registration Statement Number: 333-197179
Shares Registered: 1000000
Registration Statement Number: 333-189451
Shares Registered: 250000
Registration Statement Number: 333-185698
Shares Registered: 500000
Registration Statement Number: 333-171929
Shares Registered: 4000000
Registration Statement Number: 333-160368
Shares Registered: 6500000
Registration Statement Number: 333-160360
Shares Registered: 2500000
Registration Statement Number: 333-159769
Shares Registered: 750000
Registration Statement Number: 333-132318
Shares Registered: 1000000
Registration Statement Number: 333-132317
Shares Registered: 2500000
Registration Statement Number: 333-118076
Shares Registered: 2100000
Registration Statement Number: 333-118074
Shares Registered: 250000
Registration Statement Number: 333-60816
Shares Registered: 4750000
Registration Statement Number: 333-37306
Shares Registered: 725000
Registration Statement Number: 333-45827
Shares Registered: 200996
Registration Statement Number: 333-39547
Shares Registered: 281250
Registration Statement Number: 333-36445
Shares Registered: 800000
Registration Statement Number: 333-27507
Shares Registered: 647059
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019023
Filing Summary: On February 28, 2025, EMCORE Corporation completed a merger with Velocity One Holdings, LP, resulting in EMCORE becoming an indirect wholly owned subsidiary of Velocity One. The merger was executed through Velocity Merger Sub, Inc., which merged into EMCORE. This document serves as a Post-Effective Amendment to deregister all unsold shares of EMCORE's common stock under various Form S-8 registration statements due to the merger, leading to the delisting and deregistration of EMCORE's securities. The company terminates all offerings of its securities pursuant to its existing registration statements, consistent with the merger outcome, and as such, no shares will remain registered for sale under the terminated registration statements.
Document Link: View Document
Additional details:
Registration Number: 333-278486
Registration Number: 333-270494
Registration Number: 333-266726
Registration Number: 333-264752
Registration Number: 333-261493
Registration Number: 333-171929
Registration Number: 333-185699
Registration Number: 333-230709
Registration Number: 333-217799
Registration Number: 333-211912
Registration Number: 333-197179
Registration Number: 333-189451
Registration Number: 333-185698
Registration Number: 333-175777
Registration Number: 333-160368
Registration Number: 333-160360
Registration Number: 333-159769
Registration Number: 333-132318
Registration Number: 333-132317
Registration Number: 333-118076
Registration Number: 333-118074
Registration Number: 333-60816
Registration Number: 333-37306
Registration Number: 333-27507
Registration Number: 333-45827
Registration Number: 333-39547
Registration Number: 333-36445
Registration Number: 333-27507
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019024
Filing Summary: On February 28, 2025, EMCORE Corporation, a New Jersey corporation, completed a merger with Velocity One Holdings, LP and its subsidiaries, resulting in EMCORE continuing as the surviving entity and becoming an indirect wholly owned subsidiary of Velocity One Holdings. This merger necessitated the termination of all securities offerings under EMCORE's existing registration statements, prompting the deregistration of unsold shares of its common stock. As part of this process, EMCORE filed a Post-Effective Amendment to deregister previously registered shares that remained unsold, effective immediately upon this amendment's filing. The document lists multiple registration statements under which shares were previously registered, registering a total of millions of shares under various equity incentive plans and stock purchase plans. The merger reflects EMCORE's strategic direction and financial reorganization as they reposition within the industry, with notable mention of the certificates from their different employee stock plans that are now being deregistered due to the merger.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Shares Registered: 789000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-270494
Shares Registered: 1549000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-266726
Shares Registered: 380000
Plan Name: 2022 New Employee Inducement Plan
Registration Statement Number: 333-264752
Shares Registered: 1900000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-261493
Shares Registered: 2138000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-175777
Shares Registered: 3000000
Plan Name: 2010 Equity Incentive Plan
Registration Statement Number: 333-171929
Shares Registered: 500000
Plan Name: Officer and Director Share Purchase Plan
Registration Statement Number: 333-185699
Shares Registered: 1000000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-230709
Shares Registered: 1796000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-217799
Shares Registered: 2400000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-211912
Shares Registered: 500000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-197179
Shares Registered: 1000000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-189451
Shares Registered: 250000
Plan Name: 2007 Directors’ Stock Award Plan
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019025
Filing Summary: On February 28, 2025, EMCORE Corporation completed a merger with Velocity One Holdings, LP and its subsidiaries, resulting in EMCORE continuing as the surviving corporation under the parent. This merger led to the deregistration of EMCORE's securities and termination of all existing offerings under the Securities Act of 1933. The Post-Effective Amendment filed allows for the deregistration of unsold shares of common stock. EMCORE is a New Jersey corporation that has filed multiple registration statements for various equity incentive plans, and this amendment represents a comprehensive cessation of offerings in line with the merger.
Document Link: View Document
Additional details:
Registration Number: 333-278486
Registration Number: 333-270494
Registration Number: 333-266726
Registration Number: 333-264752
Registration Number: 333-261493
Registration Number: 333-171929
Registration Number: 333-185699
Registration Number: 333-230709
Registration Number: 333-217799
Registration Number: 333-211912
Registration Number: 333-197179
Registration Number: 333-189451
Registration Number: 333-185698
Registration Number: 333-175777
Registration Number: 333-160368
Registration Number: 333-160360
Registration Number: 333-159769
Registration Number: 333-132318
Registration Number: 333-132317
Registration Number: 333-118076
Registration Number: 333-118074
Registration Number: 333-60816
Registration Number: 333-37306
Registration Number: 333-27507
Registration Number: 333-45827
Registration Number: 333-39547
Registration Number: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019026
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all shares of its common stock that remain unsold under various registration statements related to its equity incentive plans and other employee stock purchase plans. This filing follows the merger of EMCORE Corporation with Velocity One Holdings, LP and its subsidiaries, with EMCORE continuing as the surviving entity. The merger, executed under an Agreement and Plan of Merger dated November 7, 2024, results in EMCORE becoming an indirect wholly owned subsidiary of Velocity One Holdings. Consequently, this deregistration is in preparation for the delisting of EMCORE's securities under the Securities Exchange Act. With this amendment, EMCORE confirms that upon the effectiveness of this filing, no shares of common stock will remain registered for sale under the previously mentioned registration statements.
Document Link: View Document
Additional details:
Registration Statements: 333-278486
Registration Statements: 333-270494
Registration Statements: 333-266726
Registration Statements: 333-264752
Registration Statements: 333-261493
Registration Statements: 333-175777
Registration Statements: 333-185699
Registration Statements: 333-230709
Registration Statements: 333-217799
Registration Statements: 333-211912
Registration Statements: 333-197179
Registration Statements: 333-189451
Registration Statements: 333-185698
Registration Statements: 333-175777
Registration Statements: 333-171929
Registration Statements: 333-160368
Registration Statements: 333-160360
Registration Statements: 333-159769
Registration Statements: 333-132318
Registration Statements: 333-132317
Registration Statements: 333-118076
Registration Statements: 333-118074
Registration Statements: 333-60816
Registration Statements: 333-37306
Registration Statements: 333-27507
Registration Statements: 333-45827
Registration Statements: 333-39547
Registration Statements: 333-36445
Registration Statements: 333-27507
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019027
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister shares of its common stock that remain unsold under several Registration Statements on Form S-8. This action follows a merger where EMCORE Corporation merged with Velocity Merger Sub, Inc., resulting in EMCORE continuing as the surviving entity and an indirect wholly owned subsidiary of Velocity One Holdings, LP. This merger necessitated the termination of all securities offerings under the existing registration statements and the deregistration of any unsold shares under those statements. Following the merger, all shares of common stock will be delisted and deregistered as per Section 12(b) of the Securities Exchange Act of 1934. The document details numerous registration statements and provides the legal framework under which EMCORE is operating post-merger.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Shares Registered: 789000
Plan: 2019 Equity Incentive Plan
Registration Statement Number: 333-270494
Shares Registered: 1549000
Plan: 2019 Equity Incentive Plan
Registration Statement Number: 333-266726
Shares Registered: 380000
Plan: 2022 New Employee Inducement Plan
Registration Statement Number: 333-264752
Shares Registered: 1900000
Plan: 2019 Equity Incentive Plan
Registration Statement Number: 333-261493
Shares Registered: 2138000
Plan: 2019 Equity Incentive Plan
Registration Statement Number: 333-175777
Shares Registered: 3000000
Plan: 2010 Equity Incentive Plan
Registration Statement Number: 333-185699
Shares Registered: 1000000
Plan: 2012 Equity Incentive Plan
Registration Statement Number: 333-230709
Shares Registered: 1796000
Plan: 2019 Equity Incentive Plan
Registration Statement Number: 333-217799
Shares Registered: 2400000
Plan: 2012 Equity Incentive Plan
Registration Statement Number: 333-211912
Shares Registered: 500000
Plan: 2012 Equity Incentive Plan
Registration Statement Number: 333-197179
Shares Registered: 2000000
Plans: 2000 Employee Stock Purchase Plan, 2012 Equity Incentive Plan
Registration Statement Number: 333-189451
Shares Registered: 250000
Plan: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-185698
Shares Registered: 500000
Plan: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-171929
Shares Registered: 4500000
Plans: 2010 Equity Incentive Plan, Officer and Director Share Purchase Plan
Registration Statement Number: 333-160368
Shares Registered: 6500000
Plan: 2000 Stock Option Plan
Registration Statement Number: 333-160360
Shares Registered: 2500000
Plan: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-159769
Shares Registered: 750000
Plan: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-132318
Shares Registered: 1000000
Plan: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-132317
Shares Registered: 2500000
Plan: 2000 Stock Option Plan
Registration Statement Number: 333-118076
Shares Registered: 2100000
Plan: 2000 Stock Option Plan
Registration Statement Number: 333-118074
Shares Registered: 250000
Plan: Directors’ Stock Award Plan
Registration Statement Number: 333-60816
Shares Registered: 4750000
Plan: 2000 Stock Option Plan
Registration Statement Number: 333-37306
Shares Registered: 1225000
Plans: 2000 Stock Option Plan, 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-45827
Shares Registered: 200996
Plan: MicroOptical Devices, Inc. 1996 Stock Option Plan
Registration Statement Number: 333-39547
Shares Registered: 281250
Plan: Directors’ Stock Award Plan
Registration Statement Number: 333-36445
Shares Registered: 800000
Plan: 401(k) Plan
Registration Statement Number: 333-27507
Shares Registered: 647059
Plan: 1995 Incentive and Non-Statutory Option Plan
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019028
Filing Summary: On February 28, 2025, EMCORE Corporation executed a merger agreement resulting in its merger with Velocity Merger Sub, Inc. The merger led to EMCORE becoming an indirect wholly owned subsidiary of Velocity One Holdings, LP. Following the merger, EMCORE is terminating all its existing securities offerings and deregistering its shares from previous registration statements under the Securities Act of 1933. This deregistration includes a comprehensive list of various registration statements that contained shares of EMCORE's common stock. The company confirmed that no shares will remain registered for sale pursuant to these registration statements upon the effectiveness of this filing.
Document Link: View Document
Additional details:
Registration Statements: [{"registration_statement_no":"333-278486","shares":"789,000","plan":"2019 Equity Incentive Plan"},{"registration_statement_no":"333-270494","shares":"1,549,000","plan":"2019 Equity Incentive Plan"},{"registration_statement_no":"333-266726","shares":"380,000","plan":"2022 New Employee Inducement Plan"},{"registration_statement_no":"333-264752","shares":"1,900,000","plan":"2019 Equity Incentive Plan"},{"registration_statement_no":"333-261493","shares":"2,138,000","plan":"2019 Equity Incentive Plan"},{"registration_statement_no":"333-175777","shares":"3,000,000","plan":"2010 Equity Incentive Plan"},{"registration_statement_no":"333-185699","shares":"1,000,000","plan":"2012 Equity Incentive Plan"},{"registration_statement_no":"333-230709","shares":"1,796,000","plan":"2019 Equity Incentive Plan"},{"registration_statement_no":"333-217799","shares":"2,400,000","plan":"2012 Equity Incentive Plan"},{"registration_statement_no":"333-211912","shares":"500,000","plan":"2012 Equity Incentive Plan"},{"registration_statement_no":"333-197179","shares":"1,000,000","plan":"2000 Employee Stock Purchase Plan"},{"registration_statement_no":"333-189451","shares":"250,000","plan":"2007 Directors\u2019 Stock Award Plan"},{"registration_statement_no":"333-185698","shares":"500,000","plan":"2000 Employee Stock Purchase Plan"},{"registration_statement_no":"333-171929","shares":"4,500,000","plan":"2010 Equity Incentive Plan"},{"registration_statement_no":"333-160368","shares":"6,500,000","plan":"2000 Stock Option Plan"},{"registration_statement_no":"333-160360","shares":"2,500,000","plan":"2000 Employee Stock Purchase Plan"},{"registration_statement_no":"333-159769","value":"$750,000","plan":"2007 Directors\u2019 Stock Award Plan"},{"registration_statement_no":"333-132318","shares":"1,000,000","plan":"2000 Employee Stock Purchase Plan"},{"registration_statement_no":"333-132317","shares":"2,500,000","plan":"2000 Stock Option Plan"},{"registration_statement_no":"333-118076","shares":"2,100,000","plan":"2000 Stock Option Plan"},{"registration_statement_no":"333-118074","value":"$250,000","plan":"Directors\u2019 Stock Award Plan"},{"registration_statement_no":"333-60816","shares":"4,750,000","plan":"2000 Stock Option Plan"},{"registration_statement_no":"333-37306","shares":"725,000","plan":"2000 Stock Option Plan"},{"registration_statement_no":"333-45827","shares":"200,996","plan":"MicroOptical Devices, Inc. 1996 Stock Option Plan"},{"registration_statement_no":"333-39547","value":"$281,250","plan":"Directors\u2019 Stock Award Plan"},{"registration_statement_no":"333-36445","value":"$800,000","plan":"401(k) Plan"},{"registration_statement_no":"333-27507","shares":"647,059","plan":"1995 Incentive and Non-Statutory Option Plan"}]
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019029
Filing Summary: On February 28, 2025, EMCORE Corporation executed a merger agreement resulting in EMCORE Corporation merging with Velocity Merger Sub, Inc., a wholly owned subsidiary of Velocity One Holdings, LP. Following the merger, EMCORE Corporation will continue as the surviving entity, becoming an indirect wholly owned subsidiary of Velocity One Holdings, LP. Consequently, EMCORE is deregistering all shares of its common stock that remain unsold related to various previous S-8 registration statements as a result of the merger and delisting of its securities under the Securities Exchange Act of 1934. This Post-Effective Amendment serves to notify shareholders and the SEC of the termination of all offerings of EMCORE's securities related to those registration statements, effectively allowing EMCORE to remove unsold shares from registration. After the deregistration, no shares will be left registered for sale.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Shares Registered: 789000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-270494
Shares Registered: 1549000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-266726
Shares Registered: 380000
Plan Name: 2022 New Employee Inducement Plan
Registration Statement Number: 333-264752
Shares Registered: 1900000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-261493
Shares Registered: 2138000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-175777
Shares Registered: 3000000
Plan Name: 2010 Equity Incentive Plan
Registration Statement Number: 333-171929
Shares Registered: 750000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-185699
Shares Registered: 1000000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-230709
Shares Registered: 1796000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-217799
Shares Registered: 2400000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-211912
Shares Registered: 500000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-197179
Shares Registered: 2000000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-189451
Shares Registered: 250000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-185698
Shares Registered: 500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-160368
Shares Registered: 6500000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-160360
Shares Registered: 2500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-159769
Shares Registered: 750000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-132318
Shares Registered: 1000000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-132317
Shares Registered: 2500000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-118076
Shares Registered: 2100000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-118074
Shares Registered: 250000
Plan Name: Directors’ Stock Award Plan
Registration Statement Number: 333-60816
Shares Registered: 4750000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-37306
Shares Registered: 725000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-45827
Shares Registered: 200996
Plan Name: MicroOptical Devices, Inc. 1996 Stock Option Plan
Registration Statement Number: 333-39547
Shares Registered: 281250
Plan Name: Directors’ Stock Award Plan
Registration Statement Number: 333-36445
Shares Registered: 800000
Plan Name: 401(k) Plan
Registration Statement Number: 333-27507
Shares Registered: 647059
Plan Name: 1995 Incentive and Non-Statutory Option Plan
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019031
Filing Summary: On February 28, 2025, EMCORE Corporation completed a merger with Velocity One Holdings, LP and its subsidiaries, with Merger Sub merging into EMCORE, which continues as the surviving corporation. This merger occurred as part of an Agreement and Plan of Merger dated November 7, 2024. Following the merger, EMCORE is deregistering all outstanding shares under multiple S-8 Registration Statements as a result of its delisting and the deregistration of its securities under Section 12(b) of the Securities Exchange Act. The Post-Effective Amendment facilitates the termination of these registration statements and deregistering any unsold shares. Upon effectiveness, no shares will remain registered for sale under the Registration Statements.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Shares Registered: 789000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-270494
Shares Registered: 1549000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-266726
Shares Registered: 380000
Plan Name: 2022 New Employee Inducement Plan
Registration Statement Number: 333-264752
Shares Registered: 1900000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-261493
Shares Registered: 2138000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-175777
Shares Registered: 3000000
Plan Name: 2010 Equity Incentive Plan
Registration Statement Number: 333-185699
Shares Registered: 1000000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-230709
Shares Registered: 1796000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-217799
Shares Registered: 2400000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-211912
Shares Registered: 500000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-197179
Shares Registered: 1000000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-189451
Shares Registered: 250000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-185698
Shares Registered: 500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-171929
Shares Registered: 4000000
Plan Name: 2010 Equity Incentive Plan
Registration Statement Number: 333-160368
Shares Registered: 6500000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-160360
Shares Registered: 2500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-159769
Shares Registered: 750000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-132318
Shares Registered: 1000000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-132317
Shares Registered: 2500000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-118076
Shares Registered: 2100000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-118074
Shares Registered: 250000
Plan Name: Directors’ Stock Award Plan
Registration Statement Number: 333-60816
Shares Registered: 4750000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-37306
Shares Registered: 725000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-45827
Shares Registered: 200996
Plan Name: MicroOptical Devices, Inc. 1996 Stock Option Plan
Registration Statement Number: 333-39547
Shares Registered: 281250
Plan Name: Directors’ Stock Award Plan
Registration Statement Number: 333-36445
Shares Registered: 800000
Plan Name: 401(k) Plan
Registration Statement Number: 333-27507
Shares Registered: 647059
Plan Name: 1995 Incentive and Non-Statutory Option Plan
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019032
Filing Summary: On February 28, 2025, EMCORE Corporation completed a merger with Velocity One Holdings, LP and its subsidiaries, resulting in EMCORE continuing as the surviving corporation and becoming an indirect wholly owned subsidiary of Parent. This merger prompted EMCORE to deregister its common stock and terminate all offerings under existing registration statements, including those filed under the Securities Act of 1933. As part of the deregistration process, EMCORE is filing a Post-Effective Amendment to remove from registration any unsold securities related to previously filed Registration Statements. No shares will remain registered for sale following this amendment.
Document Link: View Document
Additional details:
Registration Number: 333-278486
Registration Number: 333-270494
Registration Number: 333-266726
Registration Number: 333-264752
Registration Number: 333-261493
Registration Number: 333-175777
Registration Number: 333-185699
Registration Number: 333-230709
Registration Number: 333-217799
Registration Number: 333-211912
Registration Number: 333-197179
Registration Number: 333-189451
Registration Number: 333-185698
Registration Number: 333-171929
Registration Number: 333-160368
Registration Number: 333-160360
Registration Number: 333-159769
Registration Number: 333-132318
Registration Number: 333-132317
Registration Number: 333-118076
Registration Number: 333-118074
Registration Number: 333-60816
Registration Number: 333-37306
Registration Number: 333-27507
Registration Number: 333-45827
Registration Number: 333-39547
Registration Number: 333-36445
Registration Number: 333-27507
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019033
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister shares of its common stock that remain unsold under various previous S-8 registration statements. This filing follows the merger of EMCORE Corporation with Velocity Merger Sub, Inc., an indirect wholly owned subsidiary of Velocity One Holdings, LP. The merger agreement, dated November 7, 2024, allows EMCORE to remain as the surviving corporation and transitions its status as an indirect subsidiary of Velocity One Holdings. As a result of the merger and subsequent delisting from the securities exchange, EMCORE Corporation is terminating all prior security offerings related to its registration statements. This deregistration signifies that no shares of common stock will remain available for sale under these registration statements after the amendment becomes effective.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Registration Statement Number: 333-270494
Registration Statement Number: 333-266726
Registration Statement Number: 333-264752
Registration Statement Number: 333-261493
Registration Statement Number: 333-175777
Registration Statement Number: 333-171929
Registration Statement Number: 333-185699
Registration Statement Number: 333-230709
Registration Statement Number: 333-217799
Registration Statement Number: 333-211912
Registration Statement Number: 333-197179
Registration Statement Number: 333-189451
Registration Statement Number: 333-185698
Registration Statement Number: 333-160368
Registration Statement Number: 333-160360
Registration Statement Number: 333-159769
Registration Statement Number: 333-132318
Registration Statement Number: 333-132317
Registration Statement Number: 333-118076
Registration Statement Number: 333-118074
Registration Statement Number: 333-60816
Registration Statement Number: 333-37306
Registration Statement Number: 333-27507
Registration Statement Number: 333-45827
Registration Statement Number: 333-39547
Registration Statement Number: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019034
Filing Summary: On February 28, 2025, EMCORE Corporation submitted a Post-Effective Amendment No. 1 to their Form S-8 registration statement to deregister all shares of their common stock that remain unsold. This amendment occurs in the context of a merger agreement with velocity one holdings, lp, which involved the merger of a subsidiary into EMCORE Corporation. As a result of this merger, EMCORE Corporation has become an indirect wholly-owned subsidiary of the parent company, leading to the termination of all offerings of its securities under the previous registration statements as per SEC regulations. The amendment serves to remove any unsold securities from registration, effectively concluding the previous offerings under its registration statements.
Document Link: View Document
Additional details:
Registration Statement Numbers: 333-278486, 333-270494, 333-266726, 333-264752, 333-261493, 333-175777, 333-185699, 333-230709, 333-217799, 333-211912, 333-197179, 333-189451, 333-185698, 333-171929, 333-160368, 333-160360, 333-159769, 333-132318, 333-132317, 333-118076, 333-118074, 333-60816, 333-37306, 333-27507, 333-45827, 333-39547, 333-36445
Merger Date: 2025-02-28
Merger Details: EMCORE Corporation merged with Velocity Merger Sub, Inc., continuing as the surviving entity.
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019035
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister unsold shares of its common stock under several Registration Statements on Form S-8. The amendment pertains to securities previously registered under various equity plans. The filing indicates a merger has occurred, where EMCORE Corporation has merged with Velocity One Holdings, LP, becoming an indirect wholly owned subsidiary of Parent. As a result of this merger, EMCORE is terminating all offerings of its securities and deregistering all shares of common stock that remain unsold under the referenced Registration Statements. Effective February 28, 2025, no shares will remain registered for sale under these statements, indicating a significant shift in the company’s operational structure following the merger.
Document Link: View Document
Additional details:
Registration Statements: ["333-278486","333-270494","333-266726","333-264752","333-261493","333-171929","333-185699","333-230709","333-217799","333-211912","333-197179","333-189451","333-185698","333-175777","333-160368","333-160360","333-159769","333-132318","333-132317","333-118076","333-118074","333-60816","333-37306","333-27507","333-45827","333-39547","333-36445"]
Merger Date: 2025-02-28
Parent Company: Velocity One Holdings, LP
Surviving Entity: EMCORE Corporation
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019036
Filing Summary: On February 28, 2025, EMCORE Corporation underwent a merger with Velocity One Holdings, LP and its subsidiary, Velocity Merger Sub, Inc. This merger resulted in EMCORE Corporation continuing as the surviving entity and an indirect wholly owned subsidiary of Velocity One Holdings. Following the merger, EMCORE Corporation is deregistering all shares of its common stock that remain unsold under various previously filed Registration Statements on Form S-8, effectively terminating its securities offerings under those statements. The document certifies that EMCORE Corporation meets the requirements for filing on Form S-8 and outlines its intention to remove any unsold securities from registration as part of this post-effective amendment.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Shares Registered: 789000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-270494
Shares Registered: 1549000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-266726
Shares Registered: 380000
Plan Name: 2022 New Employee Inducement Plan
Registration Statement Number: 333-264752
Shares Registered: 1900000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-261493
Shares Registered: 2138000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-175777
Shares Registered: 3000000
Plans: 2010 Equity Incentive Plan, 2007 Directors’ Stock Award Plan, 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-185699
Shares Registered: 1000000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-230709
Shares Registered: 1796000
Plan Name: 2019 Equity Incentive Plan
Registration Statement Number: 333-217799
Shares Registered: 2400000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-211912
Shares Registered: 500000
Plan Name: 2012 Equity Incentive Plan
Registration Statement Number: 333-197179
Shares Registered: 2000000
Plans: 2000 Employee Stock Purchase Plan, 2012 Equity Incentive Plan
Registration Statement Number: 333-189451
Shares Registered: 250000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-185698
Shares Registered: 500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-171929
Shares Registered: 4500000
Plans: 2010 Equity Incentive Plan, Officer and Director Share Purchase Plan
Registration Statement Number: 333-160368
Shares Registered: 6500000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-160360
Shares Registered: 2500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-159769
Shares Registered: 750000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement Number: 333-132318
Shares Registered: 1000000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-132317
Shares Registered: 2500000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-118076
Shares Registered: 2100000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-118074
Shares Registered: 250000
Plan Name: Directors’ Stock Award Plan
Registration Statement Number: 333-60816
Shares Registered: 4750000
Plan Name: 2000 Stock Option Plan
Registration Statement Number: 333-37306
Shares Registered: 1225000
Plans: 2000 Stock Option Plan, 2000 Employee Stock Purchase Plan
Registration Statement Number: 333-45827
Shares Registered: 200996
Plan Name: MicroOptical Devices, Inc. 1996 Stock Option Plan
Registration Statement Number: 333-39547
Shares Registered: 281250
Plan Name: Directors’ Stock Award Plan
Registration Statement Number: 333-36445
Shares Registered: 800000
Plan Name: 401(k) Plan
Registration Statement Number: 333-27507
Shares Registered: 647059
Plan Name: 1995 Incentive and Non-Statutory Option Plan
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019038
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all shares of the Registrant’s common stock that had not been sold under multiple prior Registration Statements on Form S-8. This action is associated with a merger where Merger Sub merged with EMCORE, resulting in EMCORE becoming a wholly owned subsidiary of Velocity One Holdings, LP. As a result of the merger, EMCORE is terminating all offerings of its securities under the Securities Act of 1933, leading to the deregistration of the shares that remain unsold. This regulatory step follows an agreement dated November 7, 2024, between the involved parties including Velocity One Holdings, LP and its subsidiary. The amendment signifies the end of EMCORE's public offering of common stock as it transitions to a wholly owned entity under new ownership, necessitating the removal of its registrations for unsold securities.
Document Link: View Document
Additional details:
Registration Statement Number: 333-278486
Registration Statement Number: 333-270494
Registration Statement Number: 333-266726
Registration Statement Number: 333-264752
Registration Statement Number: 333-261493
Registration Statement Number: 333-171929
Registration Statement Number: 333-185699
Registration Statement Number: 333-230709
Registration Statement Number: 333-217799
Registration Statement Number: 333-211912
Registration Statement Number: 333-197179
Registration Statement Number: 333-189451
Registration Statement Number: 333-185698
Registration Statement Number: 333-175777
Registration Statement Number: 333-160368
Registration Statement Number: 333-160360
Registration Statement Number: 333-159769
Registration Statement Number: 333-132318
Registration Statement Number: 333-132317
Registration Statement Number: 333-118076
Registration Statement Number: 333-118074
Registration Statement Number: 333-60816
Registration Statement Number: 333-37306
Registration Statement Number: 333-27507
Registration Statement Number: 333-45827
Registration Statement Number: 333-39547
Registration Statement Number: 333-36445
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019039
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all shares of its common stock that are unsold under their various Form S-8 registration statements. This filing follows the completion of a merger with Velocity One Holdings, LP and its subsidiaries, under which EMCORE continues as the surviving entity, now as an indirect subsidiary of Parent. The documentation details the deregistration of multiple series of shares that had previously been registered with the SEC, effectively terminating all offerings of EMCORE's securities under the specified registration statements. The Registrant certifies compliance with SEC requirements for the filing, thus enabling the termination of the effectiveness of the previously mentioned registration statements.
Document Link: View Document
Additional details:
Registration Statement No: 333-278486
Shares Registered: 789000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-270494
Shares Registered: 1549000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-266726
Shares Registered: 380000
Plan Name: 2022 New Employee Inducement Plan
Registration Statement No: 333-264752
Shares Registered: 1900000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-261493
Shares Registered: 2138000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-175777
Shares Registered: 3000000
Plan Name: 2010 Equity Incentive Plan
Registration Statement No: 333-185699
Shares Registered: 1000000
Plan Name: 2012 Equity Incentive Plan
Registration Statement No: 333-230709
Shares Registered: 1796000
Plan Name: 2019 Equity Incentive Plan
Registration Statement No: 333-217799
Shares Registered: 2400000
Plan Name: 2012 Equity Incentive Plan
Registration Statement No: 333-211912
Shares Registered: 500000
Plan Name: 2012 Equity Incentive Plan
Registration Statement No: 333-197179
Shares Registered: 2000000
Plan Name: 2000 Employee Stock Purchase Plan & 2012 Equity Incentive Plan
Registration Statement No: 333-189451
Shares Registered: 250000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement No: 333-185698
Shares Registered: 500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement No: 333-171929
Shares Registered: 4500000
Plan Name: 2010 Equity Incentive Plan & Officer and Director Share Purchase Plan
Registration Statement No: 333-160368
Shares Registered: 6500000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-160360
Shares Registered: 2500000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement No: 333-159769
Shares Registered: 750000
Plan Name: 2007 Directors’ Stock Award Plan
Registration Statement No: 333-132318
Shares Registered: 1000000
Plan Name: 2000 Employee Stock Purchase Plan
Registration Statement No: 333-132317
Shares Registered: 2500000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-118076
Shares Registered: 2100000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-118074
Shares Registered: 250000
Plan Name: Directors’ Stock Award Plan
Registration Statement No: 333-60816
Shares Registered: 4750000
Plan Name: 2000 Stock Option Plan
Registration Statement No: 333-37306
Shares Registered: 1225000
Plan Name: 2000 Stock Option Plan & 2000 Employee Stock Purchase Plan
Registration Statement No: 333-45827
Shares Registered: 200996
Plan Name: MicroOptical Devices, Inc. 1996 Stock Option Plan
Registration Statement No: 333-39547
Shares Registered: 281250
Plan Name: Directors’ Stock Award Plan
Registration Statement No: 333-36445
Shares Registered: 800000
Plan Name: 401(k) Plan
Registration Statement No: 333-27507
Shares Registered: 647059
Plan Name: 1995 Incentive and Non-Statutory Option Plan
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: New
Accession Number: 000110465925019041
Filing Summary: On February 28, 2025, EMCORE Corporation underwent a merger whereby a subsidiary of Velocity One Holdings, LP merged with EMCORE Corporation, resulting in EMCORE being an indirect wholly owned subsidiary of Velocity One Holdings, LP. This merger entails the delisting and deregistration of EMCORE's securities under the Securities Exchange Act of 1934, which includes terminating all existing offerings under the Securities Act of 1933. Consequently, this Post-Effective Amendment is filed to deregister all shares of EMCORE's common stock that remained unsold under various prior registration statements, effectively removing them from the registry.
Document Link: View Document
Additional details:
Registration Number: 333-278486
Registration Number: 333-270494
Registration Number: 333-266726
Registration Number: 333-264752
Registration Number: 333-261493
Registration Number: 333-171929
Registration Number: 333-185699
Registration Number: 333-230709
Registration Number: 333-217799
Registration Number: 333-211912
Registration Number: 333-197179
Registration Number: 333-189451
Registration Number: 333-185698
Registration Number: 333-175777
Registration Number: 333-160368
Registration Number: 333-160360
Registration Number: 333-159769
Registration Number: 333-132318
Registration Number: 333-132317
Registration Number: 333-118076
Registration Number: 333-118074
Registration Number: 333-60816
Registration Number: 333-37306
Registration Number: 333-27507
Registration Number: 333-45827
Registration Number: 333-39547
Registration Number: 333-36445
Registration Number: 333-27507
Form Type: S-8 POS
Filing Date: 2025-02-28
Corporate Action: Merger
Type: Update
Accession Number: 000110465925019042
Filing Summary: On February 28, 2025, EMCORE Corporation filed a Post-Effective Amendment to deregister all unsold shares of its common stock, following a merger where Velocity Merger Sub, Inc. merged with and into EMCORE, resulting in EMCORE becoming an indirect wholly owned subsidiary of Velocity One Holdings, LP. The amendment also includes deregistration of shares under multiple prior Registration Statements, effectively terminating the offerings of the securities registered under the Securities Act of 1933. The merger agreement was finalized as of November 7, 2024, facilitating EMCORE's delisting and deregistration of its securities under the Securities Exchange Act of 1934, thereby ensuring that no shares remain registered for sale post-amendment.
Document Link: View Document
Additional details:
Registration Statement: 333-278486
Registration Statement: 333-270494
Registration Statement: 333-266726
Registration Statement: 333-264752
Registration Statement: 333-261493
Registration Statement: 333-175777
Registration Statement: 333-185699
Registration Statement: 333-230709
Registration Statement: 333-217799
Registration Statement: 333-211912
Registration Statement: 333-197179
Registration Statement: 333-189451
Registration Statement: 333-185698
Registration Statement: 333-171929
Registration Statement: 333-160368
Registration Statement: 333-160360
Registration Statement: 333-159769
Registration Statement: 333-132318
Registration Statement: 333-132317
Registration Statement: 333-118076
Registration Statement: 333-118074
Registration Statement: 333-60816
Registration Statement: 333-37306
Registration Statement: 333-27507
Registration Statement: 333-45827
Registration Statement: 333-39547
Registration Statement: 333-36445
Registration Statement: 333-27507
Form Type: 8-K
Filing Date: 2025-02-27
Corporate Action: Merger
Type: New
Accession Number: 000110465925018211
Filing Summary: On February 27, 2025, EMCORE Corporation held a special meeting of shareholders to vote on the proposed merger with Velocity One Holdings, LP and related entities. Shareholders approved three key proposals: (1) the Merger Agreement, allowing the merger to proceed with significant shareholder support; (2) an advisory proposal on executive compensation related to the merger, which also received majority approval; and (3) a proposal for potential adjournment of the meeting, which was overwhelmingly supported. The approval signifies that EMCORE will merge into Velocity Merger Sub, Inc., becoming an indirect wholly owned subsidiary of Velocity One Holdings. The completion of the merger remains subject to fulfilling closing conditions, with expectations set for closing on or around February 28, 2025. The reported shares entitled to vote included 9,080,833, with a quorum achieved by 5,652,083 shares represented at the meeting, equating to approximately 62.24%. Forward-looking statements indicate potential benefits of the transaction, though risks and uncertainties were highlighted, including market conditions and possible impacts on operations.
Document Link: View Document
Additional details:
Item 5 07 Shareholder Meeting Date: 2025-02-27
Item 5 07 Shareholder Meeting Quorum: 62.24%
Item 5 07 Total Shares Voted: 5,652,083
Item 5 07 Proposal 1 Votes For: 4,930,783
Item 5 07 Proposal 1 Votes Against: 719,386
Item 5 07 Proposal 2 Votes For: 4,697,204
Item 5 07 Proposal 2 Votes Against: 865,908
Item 5 07 Proposal 3 Votes For: 5,212,803
Item 5 07 Proposal 3 Votes Against: 426,260
Item 5 07 Expected Merger Close Date: 2025-02-28
Form Type: 10-Q
Filing Date: 2025-02-14
Corporate Action: Merger
Type: Update
Accession Number: 000080832625000014
Filing Summary: EMCORE Corporation reported its quarterly results for the period ending December 31, 2024, highlighting its ongoing merger with Velocity One Holdings, LP. The company detailed the challenges and uncertainties associated with the merger agreement signed on November 7, 2024, including potential delays in closing, the necessity for shareholder approval, and risks associated with market reactions and internal transitions. The financial statements showed a revenue decline from $24.1 million in the previous year to $19.3 million. Operating expenses remained significant, leading to an operating loss of $3.5 million. The report included important forward-looking statements concerning liquidity management, plans for capital acquisition, and risks related to ongoing litigation tied to the merger. EMCORE's total assets as of December 31, 2024, stood at $91 million, with liabilities amounting to $45.9 million, contributing to total shareholders' equity of $45.2 million.
Document Link: View Document
Additional details:
Shareholder Equity: 45161
Total Assets: 91069
Total Liabilities: 45908
Revenue: 19305
Net Loss: 5511
Form Type: DEFA14A
Filing Date: 2025-02-14
Corporate Action: Merger
Type: Supplement
Accession Number: 000119312525027289
Filing Summary: On November 7, 2024, EMCORE Corporation entered into a Merger Agreement with Velocity One Holdings, LP and its subsidiaries, which, upon effectiveness, will merge EMCORE with a subsidiary of Velocity, resulting in EMCORE becoming an indirect subsidiary of Velocity. A special meeting for EMCORE shareholders is scheduled for February 27, 2025, to vote on the merger. The document supplements a previous Proxy Statement, addressing complaints filed by purported shareholders claiming material omissions in disclosures related to the merger. EMCORE denies these allegations but has provided additional disclosures to mitigate potential disruptions to the merger process. The company emphasizes its board's unanimous recommendation for shareholders to support the merger proposals. The supplement includes specific financial analyses conducted by Craig-Hallum concerning projected performance and valuations. Furthermore, it clarifies that no directors or executive officers of EMCORE have a financial interest in the Parent or its affiliates.
Document Link: View Document
Additional details:
Proposal Title: Proposal 1: Approval of the Merger Agreement
Special Meeting Date: 2025-02-27
Complaints Count: 4
Complaints Names: ["Whitten v. EMCORE Corporation","Stevens v. EMCORE Corporation","Wright v. EMCORE Corporation","Paskowitz v. EMCORE Corporation"]
Additional Disclosures: Voluntary supplemental disclosures provided
Form Type: DEFM14A
Filing Date: 2025-01-24
Corporate Action: Merger
Type: New
Accession Number: 000119312525012197
Filing Summary: EMCORE Corporation has filed a definitive proxy statement regarding a special shareholders meeting to be held virtually on February 27, 2025. The meeting is primarily to vote on the proposed merger with Velocity One Holdings, LP, where EMCORE will be merged into Velocity Merger Sub, Inc., making EMCORE an indirect wholly owned subsidiary of Velocity. Shareholders will vote on three proposals: (1) approval of the merger agreement, (2) advisory approval of 'golden parachute' compensations to executives connected with the merger, and (3) an adjournment proposal if necessary for additional proxies. As part of the merger, shareholders will receive $3.10 in cash per share. The board unanimously recommends voting in favor of the proposals. Other provisions regarding stock options and restricted stock units were outlined, detailing the conversion into cash payments based on the merger consideration. The proxy statement emphasizes the importance of shareholder votes for the completion of the merger.
Document Link: View Document
Additional details:
Record Date: 2025-01-10
Merger Date: 2025-02-27
Merger Value Per Share: 3.10
Guarantor Name: Charlesbank Equity Fund X, Limited Partnership
Total Commitment Amount: 37.0 million
Form Type: 10-K
Filing Date: 2025-01-14
Corporate Action: Merger
Type: New
Accession Number: 000080832625000007
Filing Summary: EMCORE Corporation has filed its annual report for the fiscal year ended September 30, 2024. The report outlines significant risks and uncertainties affecting its business, including the potential adverse effects of their proposed merger. As of January 10, 2025, the number of shares outstanding of common stock totaled 9,080,833, indicating a stable share structure prior to the transaction. The company has undergone restructuring, divesting certain business lines, and it has shifted its focus towards inertial navigation systems, completing several significant acquisitions in this sector. The report also emphasizes liquidity challenges and the company's reliance on a limited customer base, which poses risks to its operational stability. EMCORE has incurred losses and faces scrutiny regarding its financial condition, coupled with an intention to address identified weaknesses in internal controls. Forward-looking statements included in the report caution investors about the implications of ongoing structural changes and their capacity to maintain operations and compliance in a competitive market.
Document Link: View Document
Additional details:
Shares Outstanding: 9080833
Last Filing Date: 2025-01-10
Number Of Acquisitions: 3
Business Focus: inertial navigation systems
Merger Transaction Status: pending
Form Type: PREM14A
Filing Date: 2025-01-14
Corporate Action: Merger
Type: Preliminary
Accession Number: 000119312525006206
Filing Summary: EMCORE Corporation is holding a special meeting for its shareholders to discuss a proposed merger. On November 7, 2024, EMCORE entered into a Merger Agreement with Velocity One Holdings, LP and its subsidiaries, wherein EMCORE would be merged into Velocity Merger Sub, Inc. EMCORE shareholders are expected to receive $3.10 per share in cash for their stock. The meeting will vote on three proposals: approving the Merger Agreement, an advisory compensation proposal for EMCORE's named executive officers, and a potential adjournment of the meeting to gather more proxies if required. The Board recommends a vote in favor of all proposals, emphasizing the merger's fairness and potential benefits to shareholders. Furthermore, an equity commitment has been secured to fund the transaction, totaling up to $37.0 million. Instructions for virtual attendance and voting procedures are provided to encourage shareholder participation.
Document Link: View Document
Additional details:
Merger Agreement Date: 2024-11-07
Merger Consideration Amount: 3.10
Equity Commitment Amount: 37.0 million
Form Type: NT 10-K
Filing Date: 2024-12-30
Corporate Action: Merger
Type: New
Accession Number: 000110465924132488
Filing Summary: EMCORE Corporation has notified the SEC that it was unable to file its Annual Report on Form 10-K for the year-end period of September 30, 2024 due to the complexities associated with a recent merger and restructuring. The company had previously announced a restructuring program involving facility closures and staff reductions. Furthermore, on November 7, 2024, EMCORE entered into a Merger Agreement with Velocity One Holdings, LP, Aerosphere Power Inc., and Velocity Merger Sub, Inc., whereby EMCORE will merge with Merger Sub and become an indirect wholly owned subsidiary of Parent. Due to these ongoing changes and the necessary adjustments to its financial statements, the company could not complete its financial closure in a timely manner. EMCORE expects to file the Form 10-K within the 15-calendar day extension provided by Rule 12b-25.
Document Link: View Document
Additional details:
Reason For Late Filing: Unable to complete financial statement close process due to restructuring and merger.
Merger Agreement Date: 2024-11-07
Merger Parties: EMCORE, Velocity One Holdings, LP, Aerosphere Power Inc., Velocity Merger Sub, Inc.
Proposed Transaction: EMCORE to merge with Velocity Merger Sub, becoming a wholly owned subsidiary of Velocity One Holdings.
Fiscal Year End: 2024-09-30
Comments
No comments yet. Be the first to comment!