M&A - Guotai Junan Securities Co., Ltd.

Form Type: CB/A

Filing Date: 2025-03-17

Corporate Action: Merger

Type: Update

Accession Number: 000110465925024139

Filing Summary: On March 17, 2025, Guotai Junan Securities Co., Ltd. filed an amendment to its tender offer/rights offering notification concerning its proposed merger and share exchange with Haitong Securities. The document outlines the ongoing developments related to the merger, including the issuance of A shares and H shares as part of the transaction, various joint announcements, and the procedures involved. It also includes relevant information regarding the joint circular, notices for the extraordinary general meetings, and updates on the implications of the merger. The filing signifies a further step in the regulatory processes tied to the merger and highlights the timeline for key activities related to the share exchange.

Form Type: CB/A

Filing Date: 2025-03-14

Corporate Action: Merger

Type: Update

Accession Number: 000110465925023679

Filing Summary: This document is an amendment notification for a tender offer relating to a proposed merger and share exchange between Guotai Junan Securities Co., Ltd. and Haitong Securities. The document indicates that Guotai Junan is issuing A shares and H shares as part of this major transaction. It includes multiple exhibits such as joint announcements, related documents, and a detailed timeline for the merger process and procedures for exercising associated put options. The most recent updates and announcements related to this action are also discussed, providing clarity on the merger's progress and specific mandates for share issuance.

Form Type: CB/A

Filing Date: 2025-03-03

Corporate Action: Merger

Type: Update

Accession Number: 000110465925019525

Filing Summary: Guotai Junan Securities Co., Ltd. has filed an amendment to its Tender Offer/Rights Offering Notification Form to provide updates on the proposed merger and share exchange with Haitong Securities. This amendment includes important announcements related to the aforementioned merger, such as mandates for the issuance of A shares and H shares by Guotai Junan for the merger process, along with other connected transactions. Notably, the document outlines the timeline for the exercise of Guotai Junan put options and procedures regarding the share exchange. The filing aims to inform stakeholders of the current status and requisite actions regarding the merger and associated transactions. It references multiple exhibits detailing the announcements and updates surrounding the merger process as well as the relevant general meeting details for stakeholders.

Form Type: CB/A

Filing Date: 2025-02-26

Corporate Action: Merger

Type: Update

Accession Number: 000110465925017121

Filing Summary: Guotai Junan Securities Co., Ltd. has filed an amendment concerning a proposed merger and share exchange with Haitong Securities. The document details various related transactions including specific mandates for Guotai Junan to issue A shares and H shares for the merger. It discusses the major transactions involved, connected transactions, and outlines a timeline for the exercise of put options. Notices regarding extraordinary general meetings and updates on the merger's progress are also included, along with joint announcements that highlight the implications for the shareholders.

Form Type: CB/A

Filing Date: 2025-01-22

Corporate Action: Merger

Type: Update

Accession Number: 000110465925005233

Filing Summary: This filing is an amendment related to the proposed merger and share exchange between Guotai Junan Securities Co., Ltd. and Haitong Securities. It includes details on a major transaction and specific mandates for Guotai Junan to issue A shares and H shares in connection with the merger. The filing references several exhibits that provide a joint announcement regarding the merger, updates on progress, and a notice for the 2024 Third Extraordinary General Meeting. Additionally, it indicates the necessary procedural steps for the execution of the merger and share exchange.

Form Type: CB/A

Filing Date: 2025-01-21

Corporate Action: Merger

Type: Update

Accession Number: 000110465925004670

Filing Summary: This document serves as an amendment notification regarding a tender offer and provides critical information on the proposed merger and share exchange between Guotai Junan Securities Co., Ltd. and Haitong Securities. It outlines the ordinary shares involved and includes several exhibits detailing the merger proposal, major transactions, connected transactions, and mandates related to the issuance of A shares and H shares. The document also notes the scheduling of extraordinary general meetings relevant to the merger and provides updates on the progress of these plans, emphasizing the strategic importance of this merger for both companies. A list of previous filings is also included, highlighting updates shared on various dates leading up to this notification.

Form Type: CB/A

Filing Date: 2025-01-10

Corporate Action: Merger

Type: Update

Accession Number: 000110465925002186

Filing Summary: Guotai Junan Securities Co., Ltd. has filed an amendment to their tender offer notification regarding the proposed merger and share exchange with Haitong Securities. This filing includes multiple exhibits detailing the merger proposal, including various announcements, a major transaction mandate, and a timetable for related shareholder meetings. The document outlines the context and specifics of the proposed merger, emphasizing the issuance of A shares and H shares as part of this transaction. There are references to past filings as well, indicating ongoing updates on the merger's status and procedural developments since the initial filing in October 2024. The filing also reaffirms that important informational legends comply with securities regulations.

Form Type: CB/A

Filing Date: 2024-12-23

Corporate Action: Merger

Type: Update

Accession Number: 000110465924131271

Filing Summary: This document serves as Amendment No. 4 to the Tender Offer/Rights Offering Notification Form related to a proposed merger and share exchange between Guotai Junan Securities Co., Ltd. and Haitong Securities. The announcement highlights various aspects including mandates for Guotai Junan to issue A shares and H shares as part of the merger transaction, updates on connected transactions, as well as key documents related to the merger, EGM notices, and trading resumption. A series of attachments and joint announcements provide insights on progress and details regarding the merger, indicating active engagement with stakeholders and compliance with relevant securities regulations.