M&A: Guotai Junan Securities Co., Ltd.

Form Type: CB/A

Filing Date: 2024-12-23

Corporate Action: Merger

Type: Update

Accession Number: 000110465924131271

Comments: This document serves as Amendment No. 4 to the Tender Offer/Rights Offering Notification Form related to a proposed merger and share exchange between Guotai Junan Securities Co., Ltd. and Haitong Securities. The announcement highlights various aspects including mandates for Guotai Junan to issue A shares and H shares as part of the merger transaction, updates on connected transactions, as well as key documents related to the merger, EGM notices, and trading resumption. A series of attachments and joint announcements provide insights on progress and details regarding the merger, indicating active engagement with stakeholders and compliance with relevant securities regulations.

Document Link: View Document

Additional details:

Item 1 Title: Home Jurisdiction Documents


Item 1 Exhibit 99 1: Joint announcement proposed merger and share exchange of Guotai Junan Securities and Haitong Securities


Item 1 Exhibit 99 2: Proposed merger and share exchange announcement published on the Shanghai Stock Exchange


Item 1 Exhibit 99 3: Joint announcement delay in despatch of the joint circular and monthly update


Item 1 Exhibit 99 4: Joint circular regarding proposed merger and share exchange of Guotai Junan Securities and Haitong Securities


Item 1 Exhibit 99 5: Notice of the 2024 Third Extraordinary General Meeting


Item 1 Exhibit 99 6: Form of Proxy of Holders of H Shares for use at the 2024 third extraordinary general meeting


Item 1 Exhibit 99 7: Joint announcement despatch of the joint circular in relation to proposed merger and share exchange


Item 1 Exhibit 99 8: Proposed merger and share exchange announcement published on the Shanghai Stock Exchange


Item 1 Exhibit 99 9: Proposed Merger and Share Exchange Poll Results of the 2024 Third Extraordinary General Meeting


Item 1 Exhibit 99 10: Joint announcement update on progress relating to proposed merger and share exchange


Item 1 Exhibit 99 11: Joint announcement update on progress relating to proposed merger and share exchange


Item 1 Exhibit 99 12: Joint announcement update on progress relating to proposed merger and share exchange