M&A - Liu Lei

Form Type: SCHEDULE 13D/A

Filing Date: 2025-03-04

Corporate Action: Acquisition

Type: Update

Accession Number: 000121390025020262

Filing Summary: This Amendment No. 4 amends the Schedule 13D filed with the SEC on July 2, 2014, which has been amended multiple times. It details that as of February 28, 2025, the Reporting Person, Lei Liu, alongside Li Qi and Oakview International Limited, agreed to surrender a total of 2,548,353 Ordinary Shares back to Ridgetech, Inc. The surrender is executed under an Equity Exchange Agreement dated January 31, 2025. In exchange for the surrendered shares, the Issuer and Renovation are set to transfer all equity in Zhejiang Jiuxin Investment Management Co. Ltd. to Oakview. Following this transaction, Mr. Liu and Ms. Qi have resigned from the Issuer's board of directors and all officer positions, including Mr. Liu's role as Chief Executive Officer. The Reporting Person no longer holds any securities of Ridgetech, Inc., and there have been no transactions in the Ordinary Shares within the past sixty days.

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