M&A - Sperry Capital, Inc.

Form Type: MA-A

Filing Date: 2025-01-03

Corporate Action: Acquisition

Type: New

Accession Number: 000161507225000002

Filing Summary: On January 3, 2025, Sperry Capital, Inc. filed the MA-A form reporting an acquisition related to Sperry Acquisition Inc. The document details the organizational structure, with Terrence Bryant Jenkins serving as Managing Principal and Chief Compliance Officer, alongside Lisa Roshan Amini-Nicolopoulos and Gareth Edgar Lee, who also hold principal roles within the firm. The capital firm operates from two locations in California, focusing on advising municipal entities on public-private partnerships and debt issuance. The document clarifies the firm's advisory role versus its broker activities, highlighting the option for clients to engage Sperry directly or through a winning GIC provider. The acquisition aligns with enhancing capacity in advising municipal entities, especially concerning competitive bids and investment strategies. Employee details are current as of January 3, 2025, confirming the ongoing management structure and compliance adherence by the firm.

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