Tender Offers for SOCKET MOBILE, INC.

Form Type: SC TO-I/A

Filing Date: 2024-06-26

Corporate Action: Tender-offer

Type: Update

Accession Number: 000094407524000039

Comments: Amendment No. 2 to the Tender Offer Statement on Schedule TO filed by Socket Mobile, Inc. This is an issuer tender offer for certain stock options. The amendment reports the completion of the exchange offer, which expired on June 25, 2024. Socket Mobile has exchanged eligible stock options to purchase a total of 613,936 shares of common stock under its 2004 Equity Incentive Plan. The original Schedule TO was filed on May 28, 2024, and first amended on June 11, 2024. Only items from the original filing that are being changed are included in this amendment. The document does not include a price or percentage being acquired as it involves exchanging options, rather than a cash acquisition or merger of shares.

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Form Type: SC TO-I/A

Filing Date: 2024-06-11

Corporate Action: Tender-offer

Type: Update

Accession Number: 000094407524000038

Comments: This document relates to an amendment of a Schedule TO regarding a tender offer by Socket Mobile, Inc. It involves the exchange of certain outstanding stock options. This is not the initial filing but an amendment to the previous Schedule TO filed with the SEC on May 28, 2024. No specific financial details such as offer price, expiration date, or percentage being acquired are mentioned. The tender offer is subject to regulatory compliance and conditions as outlined in the Offer to Exchange. The amendment addresses certain conditions and the terms of new stock options under the company's 2004 Plan. The document is signed by Lynn Zhao, VP of Finance and CFO, with a filing date of June 11, 2024.

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Form Type: SC TO-I

Filing Date: 2024-05-28

Corporate Action: Tender-offer

Type: New

Accession Number: 000094407524000037

Comments: This document is a Schedule TO related to Socket Mobile, Inc.'s issuer tender offer for exchanging certain outstanding stock options for new stock options. The offer applies to the company's 2004 Equity Incentive Plan and is targeted towards eligible service providers, including employees, executives, directors, and consultants. The tender offer commenced on May 28, 2024, but further details like expiration date, tender offer price, and percentage of interest are not specified within the text provided.

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